0000909012-14-000424.txt : 20141114
0000909012-14-000424.hdr.sgml : 20141114
20141114092540
ACCESSION NUMBER: 0000909012-14-000424
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC
CENTRAL INDEX KEY: 0001383221
IRS NUMBER: 020767178
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12572
FILM NUMBER: 141220855
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC
DATE OF NAME CHANGE: 20061211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001383221
XXXXXXXX
09-30-2014
09-30-2014
Tradewinds Global Investors, LLC
2049 CENTURY PARK EAST
20TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-12572
N
Emily Alejos and Andrew Thelen
Co-Chief Investment Officer
310 552 5114
/s/ EMILY ALEJOS and ANDREW THELEN
Los Angeles
CA
11-12-2014
1
97
2711645
false
1
028-11405
Nuveen Investments, Inc.
INFORMATION TABLE
2
aci_13f.xml
Adecoagro SA
COM
L00849106
30621
3479619
SH
DFND
1
2119080
0
1360539
Advance Auto Parts Inc
COM
00751Y106
3594
27583
SH
DFND
1
27367
0
216
Aegon NV
NY REGISTRY SH
007924103
29310
3565749
SH
DFND
1
3311061
0
254688
AES Corp/VA
COM
00130H105
47489
3348978
SH
DFND
1
2107096
0
1241882
Aetna Inc
COM
00817Y108
11772
145330
SH
DFND
1
139067
0
6263
AGCO Corp
COM
001084102
16111
354389
SH
DFND
1
342844
0
11545
Agrium Inc
COM
008916108
84920
954152
SH
DFND
1
757589
0
196563
Ally Financial Inc
COM
02005N100
17368
750575
SH
DFND
1
727009
0
23566
American International Group Inc
COM NEW
026874784
65894
1219810
SH
DFND
1
651126
0
568684
AngloGold Ashanti Ltd
SPONSORED ADR
035128206
175
14550
SH
DFND
1
14550
0
0
Aon PLC
SHS CL A
G0408V102
7264
82854
SH
DFND
1
79709
0
3145
Apache Corp
COM
037411105
38009
404915
SH
DFND
1
227056
0
177859
Archer-Daniels-Midland Co
COM
039483102
6054
118477
SH
DFND
1
113049
0
5428
Arctic Cat Inc
COM
039670104
21353
613229
SH
DFND
1
612086
0
1143
Axis Capital Holdings Ltd
SHS
G0692U109
100252
2118158
SH
DFND
1
1567341
0
550817
Barrick Gold Corp
COM
067901108
59585
4064493
SH
DFND
1
2632726
0
1431767
Best Buy Co Inc
COM
086516101
54132
1611553
SH
DFND
1
1028251
0
583302
Bunge Ltd
COM
G16962105
58636
696146
SH
DFND
1
463514
0
232632
Cabot Oil & Gas Corp
COM
127097103
55500
1697754
SH
DFND
1
1385788
0
311966
Cameco Corp
COM
13321L108
37399
2117723
SH
DFND
1
1752584
0
365139
CBIZ Inc
COM
124805102
3443
437452
SH
DFND
1
434100
0
3352
Centrais Eletricas Brasileiras SA
SPON ADR PFD B
15234Q108
23863
5736344
SH
DFND
1
3184041
0
2552303
Centrais Eletricas Brasileiras SA
SPONSORED ADR
15234Q207
16747
6202705
SH
DFND
1
4670568
0
1532137
CenturyLink Inc
COM
156700106
33660
823182
SH
DFND
1
547215
0
275967
China Mobile Ltd
SPONSORED ADR
16941M109
2691
45800
SH
DFND
1
23359
0
22441
Cisco Systems Inc
COM
17275R102
38762
1539997
SH
DFND
1
966581
0
573416
CIT Group Inc
COM NEW
125581801
20249
440581
SH
DFND
1
426350
0
14231
Citizens Financial Group Inc
COM
174610105
15030
641768
SH
DFND
1
618404
0
23364
CNA Financial Corp
COM
126117100
17613
463123
SH
DFND
1
453943
0
9180
Credit Suisse Group AG
SPONSORED ADR
225401108
4897
177185
SH
DFND
1
176843
0
342
Cresud SACIF y A
SPONSORED ADR
226406106
3849
353109
SH
DFND
1
277157
0
75952
CST Brands Inc
COM
12646R105
14896
414343
SH
DFND
1
401104
0
13239
CSX Corp
COM
126408103
12049
375836
SH
DFND
1
359626
0
16210
Dean Foods Co
COM NEW
242370203
54408
4106237
SH
DFND
1
2921546
0
1184691
DSW Inc
CL A
23334L102
21049
699072
SH
DFND
1
688322
0
10750
Empresa Nacional de Electricidad SA/Chile
SPONSORED ADR
29244T101
360
8199
SH
DFND
1
8199
0
0
Endurance Specialty Holdings Ltd
SHS
G30397106
11016
199634
SH
DFND
1
198075
0
1559
Exelon Corp
COM
30161N101
8133
238587
SH
DFND
1
228204
0
10383
First Citizens BancShares Inc/NC
CL A
31946M103
632
2916
SH
DFND
1
1473
0
1443
FirstEnergy Corp
COM
337932107
15209
453051
SH
DFND
1
440132
0
12919
Flextronics International Ltd
ORD
Y2573F102
21137
2048190
SH
DFND
1
1701783
0
346407
Freeport-McMoRan Inc
CL B
35671D857
31643
969171
SH
DFND
1
592307
0
376864
Fresh Del Monte Produce Inc
ORD
G36738105
13616
426835
SH
DFND
1
359768
0
67067
General Electric Co
COM
369604103
23740
926616
SH
DFND
1
887090
0
39526
General Motors Co
COM
37045V100
47045
1472916
SH
DFND
1
1078126
0
394790
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
25084
545668
SH
DFND
1
530276
0
15392
Goodyear Tire & Rubber Co/The
COM
382550101
16853
746218
SH
DFND
1
722456
0
23762
HSBC Holdings PLC
SPON ADR NEW
404280406
24419
479931
SH
DFND
1
464831
0
15100
Impax Laboratories Inc
COM
45256B101
21783
918733
SH
DFND
1
905420
0
13313
Industrias Bachoco SAB de CV
SPON ADR B
456463108
2182
36521
SH
DFND
1
21097
0
15424
Infoblox Inc
COM
45672H104
27228
1845953
SH
DFND
1
1348166
0
497787
ING Groep NV
SPONSORED ADR
456837103
47361
3337624
SH
DFND
1
2563520
0
774104
Ingram Micro Inc
CL A
457153104
66578
2579548
SH
DFND
1
1903350
0
676198
Ingredion Inc
COM
457187102
52421
691663
SH
DFND
1
466930
0
224733
Interpublic Group of Cos Inc/The
COM
460690100
20889
1140234
SH
DFND
1
1103601
0
36633
KB Financial Group Inc
SPONSORED ADR
48241A105
63472
1752415
SH
DFND
1
1118968
0
633447
KBR Inc
COM
48242W106
26696
1417738
SH
DFND
1
1045455
0
372283
Kinross Gold Corp
COM NO PAR
496902404
37646
11408001
SH
DFND
1
8738515
0
2669486
KT Corp
SPONSORED ADR
48268K101
9493
585615
SH
DFND
1
583246
0
2369
Leucadia National Corp
COM
527288104
14842
622583
SH
DFND
1
601528
0
21055
Loews Corp
COM
540424108
29408
705906
SH
DFND
1
308817
0
397089
Magnachip Semiconductor Corp
COM
55933J203
16682
1425800
SH
DFND
1
890538
0
535262
Manpowergroup Inc
COM
56418H100
23879
340648
SH
DFND
1
258688
0
81960
Merck & Co Inc
COM
58933Y105
38402
647805
SH
DFND
1
413180
0
234625
Nippon Telegraph & Telephone Corp
SPONSORED ADR
654624105
79948
2569846
SH
DFND
1
2010851
0
558995
Novartis AG
SPONSORED ADR
66987V109
4938
52461
SH
DFND
1
27268
0
25193
Oracle Corp
COM
68389X105
42614
1113213
SH
DFND
1
677170
0
436043
Peabody Energy Corp
COM
704549104
6854
553622
SH
DFND
1
549405
0
4217
Petrobras Argentina SA
SPONS ADR
71646J109
5267
805376
SH
DFND
1
614520
0
190856
Petroleo Brasileiro SA
SP ADR NON VTG
71654V101
318
21346
SH
DFND
1
21346
0
0
Pfizer Inc
COM
717081103
17490
591479
SH
DFND
1
570108
0
21371
POSCO
SPONSORED ADR
693483109
23700
312250
SH
DFND
1
289425
0
22825
Royal Dutch Shell PLC
SPON ADR B
780259107
77412
978410
SH
DFND
1
780148
0
198262
Ruby Tuesday Inc
COM
781182100
6182
1049589
SH
DFND
1
1045003
0
4586
Sanofi
SPONSORED ADR
80105N105
36899
653890
SH
DFND
1
635172
0
18718
Silver Standard Resources Inc
COM
82823L106
4391
719839
SH
DFND
1
713929
0
5910
SK Telecom Co Ltd
SPONSORED ADR
78440P108
52019
1714543
SH
DFND
1
1320044
0
394499
SkyWest Inc
COM
830879102
9697
1246391
SH
DFND
1
1236859
0
9532
Sykes Enterprises Inc
COM
871237103
7200
360384
SH
DFND
1
357650
0
2734
Symantec Corp
COM
871503108
27050
1150558
SH
DFND
1
1072831
0
77727
Taiwan Semiconductor Manufacturing Co Ltd
SPONSORED ADR
874039100
416
20600
SH
DFND
1
20600
0
0
Talisman Energy Inc
COM
87425E103
30255
3497678
SH
DFND
1
2681966
0
815712
Tata Motors Ltd
SPONSORED ADR
876568502
3080
70469
SH
DFND
1
37032
0
33437
Tech Data Corp
COM
878237106
32320
549108
SH
DFND
1
396967
0
152141
Telecom Italia SpA
SPON ADR SVGS
87927Y201
29735
3394370
SH
DFND
1
3297832
0
96538
Telefonaktiebolaget LM Ericsson
ADR B SEK 10
294821608
37786
3001260
SH
DFND
1
2176320
0
824940
Teva Pharmaceutical Industries Ltd
ADR
881624209
122874
2286035
SH
DFND
1
1506108
0
779927
Time Inc
COM
887228104
41918
1789084
SH
DFND
1
1130218
0
658866
Time Warner Inc
COM NEW
887317303
12117
161111
SH
DFND
1
154277
0
6834
Total SA
SPONSORED ADR
89151E109
11656
180849
SH
DFND
1
173339
0
7510
Toyota Motor Corp
SP ADR REP2COM
892331307
33645
286267
SH
DFND
1
216398
0
69869
Triumph Group Inc
COM
896818101
33081
508550
SH
DFND
1
499980
0
8570
Turkcell Iletisim Hizmetleri AS
SPON ADR NEW
900111204
983
74821
SH
DFND
1
74821
0
0
Turquoise Hill Resources Ltd
COM
900435108
18210
4868946
SH
DFND
1
2881197
0
1987749
UBS AG
SHS NEW
H89231338
108592
6251699
SH
DFND
1
4501748
0
1749951
Western Digital Corp
COM
958102105
26071
267886
SH
DFND
1
171893
0
95993
Yamana Gold Inc
COM
98462Y100
433
72162
SH
DFND
1
72162
0
0