-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SjWHvpS2l8I0jVC/+jV79mcqWt7xnuc4jS5Sc4PCSeMUZFi6EZSG28v3r+0p0HKj JRHDwFzuUFzuV7QTD9ICdA== 0000909012-09-001211.txt : 20090814 0000909012-09-001211.hdr.sgml : 20090814 20090814155805 ACCESSION NUMBER: 0000909012-09-001211 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC CENTRAL INDEX KEY: 0001383221 IRS NUMBER: 020767178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12572 FILM NUMBER: 091015623 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC DATE OF NAME CHANGE: 20061211 13F-HR 1 t305601.txt TRADEWINDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tradewinds Global Investors, LLC Address: 2049 Century Park East, 20th Floor Los Angeles, CA 90067 13F File Number: 028-12572 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David B. Iben Title: Chief Investment Officer Phone: 310-552-8900 Signature, Place, and Date of Signing: David B. Iben, Los Angeles, 8/14/2009 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: "Nuveen Investments, Inc." I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 161 Form 13F Information Table Value Total: $ 14,474,805,352 List of Other Included Managers: 1 - 028-11405 -- Nuveen Investments, Inc.
TITLE OF SH NAME OF ISSUER CLASS CUSIP NO 13FValue Shares PRN INVT OTHER SOLE SHARED NONE ADVANTEST CORP-ADR ADR 00762U200 1,437,849 78,571 SH DEFINED 1 78,571 0 0 AEGON N.V.-NY REG SHR COM 007924103 123,005,535 19,968,431 SH DEFINED 1 19,441,857 0 526,574 AGCO CORP COM 001084102 156,222,180 5,374,000 SH DEFINED 1 3,259,238 0 2,114,762 ALAMO GROUP INC COM 011311107 14,708,095 1,456,247 SH DEFINED 1 1,276,501 0 179,746 ALBANY INTL CORP-CL A COM 012348108 127,650 11,100 SH DEFINED 1 11,100 0 0 ALCATEL-LUCENT-SPONSORED ADR ADR 013904305 162,352,969 65,464,907 SH DEFINED 1 63,212,177 0 2,252,730 ALCOA INC COM 013817101 59,233,274 5,734,102 SH DEFINED 1 3,119,579 0 2,614,523 ALUMINA LTD-SPONSORED ADR ADR 022205108 114,185,662 24,822,970 SH DEFINED 1 20,114,635 0 4,708,335 AMEREN CORPORATION COM 023608102 81,953,607 3,292,632 SH DEFINED 1 2,307,083 0 985,549 AMERICAN INTERNATIONAL GROUP COM 026874107 12,310 10,612 SH DEFINED 1 10,612 0 0 AMGEN INC COM 031162100 15,313,795 289,267 SH DEFINED 1 236,897 0 52,370 ANGLOGOLD ASHANTI-SPON ADR ADR 035128206 464,558,180 12,682,451 SH DEFINED 1 9,782,807 0 2,899,644 ARCH COAL INC COM 039380100 120,829,516 7,861,387 SH DEFINED 1 6,466,607 0 1,394,780 ASTRAZENECA PLC-SPONS ADR ADR 046353108 38,756,068 878,026 SH DEFINED 1 457,917 0 420,109 BANRO CORPORATION COM 066800103 13,963,159 7,427,212 SH DEFINED 1 5,129,718 0 2,297,494 BANRO CORPORATION-CW11 WARR 066800111 280,607 295,376 SH DEFINED 1 253,846 0 41,530 BARRICK GOLD CORP COM 067901108 579,120,238 17,261,408 SH DEFINED 1 14,665,447 0 2,595,961 BELGACOM SA-UNSPON ADR ADR 077701100 5,116,910 802,031 SH DEFINED 1 757,415 0 44,616 BHP BILLITON PLC-ADR ADR 05545E209 2,074,522 45,634 SH DEFINED 1 45,634 0 0 BJ SERVICES CO COM 055482103 145,537,318 10,646,555 SH DEFINED 1 6,872,588 0 3,773,967 BP PLC-SPONS ADR ADR 055622104 476,675,221 9,997,383 SH DEFINED 1 8,005,591 0 1,991,792 CAMECO CORP COM 13321L108 298,414,418 11,643,949 SH DEFINED 1 8,614,405 0 3,029,544 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 19,394,978 485,994 SH DEFINED 1 455,233 0 30,761 CEMEX SAB-SPONS ADR PART CER ADR 151290889 211,174 22,610 SH DEFINED 1 11,690 0 10,920 CENTRAIS ELEC BRAS-ADR PREF ADR 15234Q108 275,655,552 21,106,857 SH DEFINED 1 16,938,436 0 4,168,421 CENTRAIS ELEC BRAS-SP ADR CM ADR 15234Q207 57,725,559 3,959,229 SH DEFINED 1 3,666,978 0 292,251 CHESAPEAKE ENERGY CORP COM 165167107 25,504,097 1,281,303 SH DEFINED 1 80,103 0 1,201,200 CHEVRON CORP COM 166764100 22,999,151 347,157 SH DEFINED 1 293,900 0 53,257 CHINA UNICOM HONG KONG-ADR ADR 16945R104 2,779,976 208,394 SH DEFINED 1 175,778 0 32,616 CHUNGHWA TELECOM LTD-ADR ADR 17133Q403 307,841 15,524 SH DEFINED 1 11,043 0 4,481 CIA SANEAMENTO BASICO DE-ADR ADR 20441A102 56,150,757 1,872,316 SH DEFINED 1 888,272 0 984,044 CNA FINANCIAL CORP COM 126117100 31,572,321 2,040,874 SH DEFINED 1 1,777,819 0 263,055 CNH GLOBAL N.V. COM 2534778 189,540 13,500 SH DEFINED 1 13,500 0 0 COEUR DALENE CDE 1 1/4 01/15/24 CONB 192108AQ1 52,131,265 77,602,000 SH DEFINED 1 68,095,000 0 9,507,000 CONOCOPHILLIPS COM 20825C104 72,522,081 1,724,253 SH DEFINED 1 680,826 0 1,043,427 CONSOL ENERGY INC COM 20854P109 68,432,762 2,015,099 SH DEFINED 1 836,193 0 1,178,906 COSTCO WHOLESALE CORP COM 22160K105 1,251,305 27,333 SH DEFINED 1 27,333 0 0 CREDENCE SYSTEM LTXC 3 1/2 05/15/10 CONB 225302AG3 36 14,000 SH DEFINED 1 11,000 0 3,000 CRESUD S.A.-SPONS ADR ADR 226406106 29,044,702 3,080,032 SH DEFINED 1 2,628,937 0 451,095 CRYSTALLEX INTL CORP COM 22942F101 7,362,387 33,465,395 SH DEFINED 1 24,817,227 0 8,648,168 CURRENCYSHARES EURO TRUST ETF 23130C108 51,490,585 366,925 SH DEFINED 1 355,954 0 10,971 CURRENCYSHARES JAPANESE YEN ETF 23130A102 34,249,909 331,654 SH DEFINED 1 321,494 0 10,160 DAIWA HOUSE INDUS-UNSP ADR ADR 234062206 172,323,103 1,598,696 SH DEFINED 1 1,547,727 0 50,969 DELTA PETROLEUM DPTR 3 3/4 05/01/37 CONB 247907AD0 24,717,211 57,813,000 SH DEFINED 1 53,962,000 0 3,851,000 DEUTSCHE TELEKOM AG-SPON ADR ADR 251566105 40,219,061 3,408,395 SH DEFINED 1 1,615,249 0 1,793,146 DOCTOR REDDYS LAB-ADR ADR 256135203 4,353,811 256,862 SH DEFINED 1 212,179 0 44,683 DOMTAR CORP COM 257559203 38,786,042 2,339,327 SH DEFINED 1 2,030,084 0 309,243 DTE ENERGY COMPANY COM 233331107 4,243,456 132,608 SH DEFINED 1 127,466 0 5,142 EBAY INC COM 278642103 125,029,403 7,298,856 SH DEFINED 1 4,408,199 0 2,890,657 EDF-UNSPON ADR ADR 285039103 1,983,251 203,885 SH DEFINED 1 203,885 0 0 ENSCO INTERNATIONAL INC COM 26874Q100 10,889,901 312,300 SH DEFINED 1 1,700 0 310,600 ERICSSON (LM) TEL-SP ADR ADR 294821608 6,306,183 644,804 SH DEFINED 1 644,804 0 0 EXPRESSJET HLDS XJT 4 1/4 08/01/23 CONB 30218UAB4 428,490 20,872,000 SH DEFINED 1 20,018,000 0 854,000 FREEPORT-MCMORAN COPPER COM 35671D857 20,503,609 409,172 SH DEFINED 1 379,736 0 29,436 FUJIFILM HOLDINGS-UNSPON ADR ADR 35958N107 362,363,873 11,431,037 SH DEFINED 1 11,065,513 0 365,524 GAMMON GOLD INC COM 36467T106 77,372 11,600 SH DEFINED 1 11,600 0 0 GEOVIC MINING CORP COM 373686104 7,859,227 15,354,496 SH DEFINED 1 11,235,442 0 4,119,054 GOLD FIELDS LTD-SPONS ADR ADR 38059T106 370,737,301 30,766,581 SH DEFINED 1 26,082,017 0 4,684,564 GOLD RESERVE INC COM 38068N108 2,221,321 4,271,771 SH DEFINED 1 2,677,254 0 1,594,517 GOLD RESERVE INC GRZ 5 1/2 06/15/22 CONB 38068NAB4 10,581,569 27,451,000 SH DEFINED 1 24,646,000 0 2,805,000 GRIFFON CORP GFF 4 07/18/23 CONB 398433AC6 20,378,761 23,819,000 SH DEFINED 1 19,921,000 0 3,898,000 HALLIBURTON CO COM 406216101 245,295 11,850 SH DEFINED 1 11,850 0 0 HEALTH NET INC COM 42222G108 79,570,936 5,117,102 SH DEFINED 1 4,435,796 0 681,306 HUANENG POWER INTL-SPONS ADR ADR 443304100 565,276 19,740 SH DEFINED 1 12,967 0 6,773 HUMANA INC COM 444859102 44,362,662 1,375,160 SH DEFINED 1 1,190,264 0 184,896 IAMGOLD CORP COM 450913108 50,781,846 5,017,969 SH DEFINED 1 4,398,922 0 619,047 ICICI BANK LTD-SPON ADR ADR 45104G104 42,970,706 1,434,421 SH DEFINED 1 731,503 0 702,918 IDACORP INC COM 451107106 17,553,951 671,536 SH DEFINED 1 614,413 0 57,123 INDUSTRIAS BACHOCO SAB SP AD ADR 456463108 1,028,641 48,293 SH DEFINED 1 24,786 0 23,507 INGRAM MICRO INC-CL A COM 457153104 59,065,703 3,375,183 SH DEFINED 1 2,917,011 0 458,172 INTERPUBLIC GROUP OF COS INC COM 460690100 150,869 29,875 SH DEFINED 1 29,875 0 0 INTERPUBLIC GRP IPG 4 1/4 03/15/23 CONB 460690BA7 3,966,570 4,589,000 SH DEFINED 1 3,625,000 0 964,000 IRSA -SP GDR GDR 450047204 272,680 56,927 SH DEFINED 1 28,894 0 28,033 ISHARES MSCI EAFE INDEX FUND ETF 464287465 5,640,723 123,133 SH DEFINED 1 123,094 0 39 IVANHOE MINES LTD COM 46579N103 162,263,892 28,975,695 SH DEFINED 1 21,393,656 0 7,582,039 JETBLUE AIRWAYS JBLU 3 1/2 07/15/33 CONB 477143AB7 29,433 267,000 SH DEFINED 1 267,000 0 0 JETBLUE AIRWAYS JBLU 3 3/4 03/15/35 CONB 477143AC5 42,057,619 44,160,000 SH DEFINED 1 38,442,000 0 5,718,000 JETBLUE AIRWAYS JBLU 6 3/4 10/15/39 CONB 477143AG6 15,757,710 14,898,000 SH DEFINED 1 12,259,000 0 2,639,000 KINROSS GOLD CORP COM 496902404 237,643,159 13,093,287 SH DEFINED 1 7,934,553 0 5,158,734 KOREA ELEC POWER CORP-SP ADR ADR 500631106 342,969,123 29,823,402 SH DEFINED 1 24,414,387 0 5,409,015 KROGER CO COM 501044101 32,045,530 1,453,312 SH DEFINED 1 558,192 0 895,120 KT CORP-SP ADR ADR 48268K101 106,181,057 7,394,224 SH DEFINED 1 6,440,254 0 953,970 LEAR CORP 0% 02/20/2022 CONB 521865AG0 189,750 34,500,000 SH DEFINED 1 34,100,000 0 400,000 LIHIR GOLD LTD-SPONSORED ADR ADR 532349107 158,965,791 6,813,793 SH DEFINED 1 5,940,971 0 872,822 LOEWS CORP COM 540424108 26,359,485 962,025 SH DEFINED 1 461,585 0 500,440 LOWES COS INC COM 548661107 1,133,544 58,400 SH DEFINED 1 58,400 0 0 MAGNA INTERNATIONAL INC-CL A COM 559222401 446,547,172 10,571,666 SH DEFINED 1 9,265,522 0 1,306,144 MICROSOFT CORP COM 594918104 97,900,097 4,118,641 SH DEFINED 1 2,222,546 0 1,896,095 MOSAIC CO/THE COM 61945A107 28,960,593 653,738 SH DEFINED 1 292,966 0 360,772 MOTO GOLDMINES LTD COM 61981U108 22,339,625 5,414,290 SH DEFINED 1 1,287,590 0 4,126,700 NEWMONT MINING CORP COM 651639106 560,336,855 13,710,224 SH DEFINED 1 10,238,117 0 3,472,107 NEXEN INC COM 65334H102 233,272,674 10,766,197 SH DEFINED 1 8,805,421 0 1,960,776 NEXTEL COMMUNIC S 5 1/4 01/15/10 CONB 65332VAY9 79,097 78,000 SH DEFINED 1 78,000 0 0 NII HOLDINGS INC COM 62913F201 4,591,274 240,759 SH DEFINED 1 223,459 0 17,300 NII HOLDINGS NIHD 3 1/8 06/15/12 CONB 62913FAJ1 48,927,400 77,278,000 SH DEFINED 1 66,933,000 0 10,345,000 NIPPON TELEGRAPH & TELE-ADR ADR 654624105 493,021,709 24,227,111 SH DEFINED 1 21,827,801 0 2,399,310 NOKIA CORP-SPON ADR ADR 654902204 182,470,085 12,515,095 SH DEFINED 1 11,258,646 0 1,256,449 NORFOLK SOUTHERN CORP COM 655844108 1,028,391 27,300 SH DEFINED 1 27,300 0 0 NOVAGOLD RESOURCES INC COM 66987E206 47,310,303 11,053,809 SH DEFINED 1 8,605,797 0 2,448,012 NOVARTIS AG-ADR ADR 66987V109 304,788,305 7,472,133 SH DEFINED 1 7,268,017 0 204,116 NTT DOCOMO INC-SPON ADR ADR 62942M201 234,910 16,145 SH DEFINED 1 16,145 0 0 OMNICARE INC OCR 3 1/4 12/15/35 CONB 681904AL2 43,452,206 84,070,000 SH DEFINED 1 75,439,000 0 8,631,000 PANASONIC CORP-SPON ADR ADR 69832A205 145,983,457 10,902,424 SH DEFINED 1 10,540,533 0 361,891 PEABODY ENERGY CORP COM 704549104 120,589,288 3,998,319 SH DEFINED 1 2,239,802 0 1,758,517 PETROBRAS ENERGIA-SPON ADR ADR 71646M102 11,786,766 1,984,304 SH DEFINED 1 1,447,635 0 536,669 PETROCHINA CO LTD -ADR ADR 71646E100 63,769,608 577,205 SH DEFINED 1 93,833 0 483,372 PETROLEO BRASILEIRO-SPON ADR ADR 71654V101 6,540,094 193,092 SH DEFINED 1 173,078 0 20,014 PFIZER INC COM 717081103 123,937,005 8,262,467 SH DEFINED 1 4,312,873 0 3,949,594 PHILIPS ELECTRONICS-NY SHR COM 500472303 2,763,516 150,028 SH DEFINED 1 131,410 0 18,618 PIONEER NATURAL RESOURCES CO COM 723787107 57,051,354 2,237,308 SH DEFINED 1 1,243,002 0 994,306 PNM RESOURCES INC COM 69349H107 56,589,926 5,283,840 SH DEFINED 1 4,215,631 0 1,068,209 POTASH CORP OF SASKATCHEWAN COM 73755L107 15,348,784 164,952 SH DEFINED 1 1,452 0 163,500 PROGRESS ENERGY INC COM 743263105 3,249,597 85,900 SH DEFINED 1 85,900 0 0 PROSHARES ULTRASHORT 20+Y TR ETF 74347R297 1,241,684 24,385 SH DEFINED 1 24,385 0 0 REPUBLIC SERVICES INC COM 760759100 52,587,017 2,144,552 SH DEFINED 1 1,893,359 0 251,193 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 2,469,800 49,209 SH DEFINED 1 49,209 0 0 ROYAL DUTCH SHELL PLC-ADR ADR 780259107 408,766,957 8,037,101 SH DEFINED 1 7,260,667 0 776,434 SANOFI-AVENTIS-ADR ADR 80105N105 345,212,948 11,706,102 SH DEFINED 1 9,820,872 0 1,885,230 SCHLUMBERGER LTD B/E DBCV 806857AD0 295,760 2,000 SH DEFINED 1 2,000 0 0 SCHOLASTIC CORP COM 807066105 39,964,480 2,019,428 SH DEFINED 1 1,793,718 0 225,710 SHAW GROUP INC COM 820280105 34,798,530 1,269,556 SH DEFINED 1 1,098,449 0 171,107 SIEMENS AG-SPONS ADR ADR 826197501 195,317,212 2,822,911 SH DEFINED 1 2,749,760 0 73,151 SILVER STANDARD RESOURCES COM 82823L106 34,819,050 1,857,016 SH DEFINED 1 965,541 0 891,475 SK TELECOM CO LTD-ADR ADR 78440P108 417,238,923 27,540,523 SH DEFINED 1 24,259,631 0 3,280,892 SMITHFIELD FOODS INC COM 832248108 177,943,392 12,737,537 SH DEFINED 1 7,888,069 0 4,849,468 SMITHFIELD FOODS SFD 4 06/30/13 CONB 832248AR9 453,390 508,000 SH DEFINED 1 508,000 0 0 SPDR GOLD TRUST ETF 78463V107 1,609,783 17,655 SH DEFINED 1 17,655 0 0 SPRINT NEXTEL CORP COM 852061100 2,375,596 493,887 SH DEFINED 1 493,887 0 0 STATOILHYDRO ASA-SPON ADR ADR 85771P102 19,537,880 988,259 SH DEFINED 1 599,859 0 388,400 STORA ENSO OYJ-SPONS ADR ADR 86210M106 197,102,127 37,395,556 SH DEFINED 1 36,225,455 0 1,170,101 SUNCOR ENERGY INC COM 867229106 238,825,345 7,871,633 SH DEFINED 1 6,349,846 0 1,521,787 SWISSCOM AG-SPONSORED ADR ADR 871013108 229,620,487 7,489,029 SH DEFINED 1 7,235,523 0 253,506 TATA MOTORS LTD-SPON ADR ADR 876568502 62,424,529 7,085,926 SH DEFINED 1 4,635,047 0 2,450,879 TDK CORP-SPONSORED ADR ADR 872351408 224,870,873 4,779,333 SH DEFINED 1 4,629,953 0 149,380 TECH DATA CORP COM 878237106 90,651,447 2,771,368 SH DEFINED 1 1,755,573 0 1,015,795 TECHNIP SA-ADR ADR 878546209 172,894,465 3,532,808 SH DEFINED 1 3,411,879 0 120,929 TEEKAY CORP COM Y8564W103 252,360 12,000 SH DEFINED 1 12,000 0 0 TELECOM ITALIA SPA-SPON ADR ADR 87927Y201 259,024,310 26,377,221 SH DEFINED 1 25,543,515 0 833,706 TELUS CORPORATION -NON VOTE COM 87971M202 110,123,266 4,227,852 SH DEFINED 1 3,717,067 0 510,785 TESORO CORP COM 881609101 51,255,550 4,026,359 SH DEFINED 1 2,596,221 0 1,430,138 TIM PARTICIPACOES SA-ADR ADR 88706P106 30,135,825 1,728,963 SH DEFINED 1 1,548,391 0 180,572 TOMKINS PLC-SPONSORED ADR ADR 890030208 66,950,689 6,887,931 SH DEFINED 1 6,646,343 0 241,588 TRINITY IND TRN 3 7/8 06/01/36 CONB 896522AF6 25,609,534 59,288,000 SH DEFINED 1 50,376,000 0 8,912,000 TRINITY INDUSTRIES INC COM 896522109 6,117,355 449,145 SH DEFINED 1 4,145 0 445,000 TURKCELL ILETISIM HIZMET-ADR ADR 900111204 33,523,986 2,418,758 SH DEFINED 1 1,214,718 0 1,204,040 TYSON FOODS INC-CL A COM 902494103 231,812,649 18,383,239 SH DEFINED 1 12,326,401 0 6,056,838 UBS AG-REG COM H89231338 171,985,042 14,085,589 SH DEFINED 1 11,192,794 0 2,892,795 UNION PACIFIC CORP COM 907818108 102,009,422 1,950,197 SH DEFINED 1 732,117 0 1,218,080 UNITED UTILITIES GROUP-ADR ADR 91311E102 177,322,996 10,750,082 SH DEFINED 1 10,420,090 0 329,992 UPM-KYMMENE OYJ-SPONS ADR ADR 915436109 1,226,599 140,820 SH DEFINED 1 140,820 0 0 USEC INC COM 90333E108 4,028,091 757,160 SH DEFINED 1 6,010 0 751,150 USEC INC USU 3 10/01/14 CONB 90333EAC2 39,711,929 90,578,000 SH DEFINED 1 78,631,000 0 11,947,000 VALE SA-SP ADR ADR 91912E105 641,732 36,400 SH DEFINED 1 36,400 0 0 VIACOM INC-CLASS B COM 92553P201 86,140,689 3,794,744 SH DEFINED 1 2,428,160 0 1,366,584 VIVO PARTICIPACOES SA-ADR ADR 92855S200 1,215,342 64,168 SH DEFINED 1 64,168 0 0 VODAFONE GROUP PLC-SP ADR ADR 92857W209 315,148,637 16,010,934 SH DEFINED 1 14,509,817 0 1,501,117 WACOAL HOLDINGS CORP-SP ADR ADR 930004205 197,248,709 3,174,774 SH DEFINED 1 3,070,290 0 104,484 WARREN RESOURCES INC COM 93564A100 12,074,823 4,928,499 SH DEFINED 1 3,776,046 0 1,152,453 WASHINGTON MUTUAL INC COM 939322103 14,057 139,179 SH DEFINED 1 0 0 139,179 WHOLE FOODS MARKET INC COM 966837106 74,794,448 3,940,698 SH DEFINED 1 3,431,645 0 509,053 ZIMMER HOLDINGS INC COM 98956P102 63,915,592 1,500,366 SH DEFINED 1 1,252,355 0 248,011
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