0001104659-23-064791.txt : 20230525 0001104659-23-064791.hdr.sgml : 20230525 20230525174518 ACCESSION NUMBER: 0001104659-23-064791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPMAN JOHN C CENTRAL INDEX KEY: 0001383194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 23962242 MAIL ADDRESS: STREET 1: C/O CARTER SECURITIES LLC STREET 2: 767 THIRD AVENUE 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roth CH Acquisition IV Co. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497205700 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 tm2316861-9_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-23 1 0001855447 Roth CH Acquisition IV Co. TYGO 0001383194 LIPMAN JOHN C C/O ROTH CAPITAL PARTNERS, LLC 888 SAN CLEMENTE DRIVE, SUITE 400 NEWPORT BEACH CA 92660 0 0 0 1 former director and officer 0 Common Stock 2023-05-23 4 S 0 496765 D 304326 D Warrants to purchase common stock 11.50 2023-05-23 4 S 0 50901 D Common Stock 50901 4502 D Warrants to purchase common stock 11.50 2023-05-25 4 P 0 265000 0.65 A Common Stock 265000 269502 D The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. /s/ John Lipman 2023-05-25