0001104659-23-064791.txt : 20230525
0001104659-23-064791.hdr.sgml : 20230525
20230525174518
ACCESSION NUMBER: 0001104659-23-064791
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230523
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIPMAN JOHN C
CENTRAL INDEX KEY: 0001383194
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40710
FILM NUMBER: 23962242
MAIL ADDRESS:
STREET 1: C/O CARTER SECURITIES LLC
STREET 2: 767 THIRD AVENUE 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition IV Co.
CENTRAL INDEX KEY: 0001855447
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9497205700
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
tm2316861-9_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-05-23
1
0001855447
Roth CH Acquisition IV Co.
TYGO
0001383194
LIPMAN JOHN C
C/O ROTH CAPITAL PARTNERS, LLC
888 SAN CLEMENTE DRIVE, SUITE 400
NEWPORT BEACH
CA
92660
0
0
0
1
former director and officer
0
Common Stock
2023-05-23
4
S
0
496765
D
304326
D
Warrants to purchase common stock
11.50
2023-05-23
4
S
0
50901
D
Common Stock
50901
4502
D
Warrants to purchase common stock
11.50
2023-05-25
4
P
0
265000
0.65
A
Common Stock
265000
269502
D
The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25.
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
/s/ John Lipman
2023-05-25