0001104659-21-033288.txt : 20210308 0001104659-21-033288.hdr.sgml : 20210308 20210308162704 ACCESSION NUMBER: 0001104659-21-033288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210308 DATE AS OF CHANGE: 20210308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPMAN JOHN C CENTRAL INDEX KEY: 0001383194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40147 FILM NUMBER: 21722307 MAIL ADDRESS: STREET 1: C/O CARTER SECURITIES LLC STREET 2: 767 THIRD AVENUE 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roth CH Acquisition III Co CENTRAL INDEX KEY: 0001839412 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-887-0331 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 tm218954-7_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-05 0 0001839412 Roth CH Acquisition III Co ROCRU 0001383194 LIPMAN JOHN C C/O ROTH CH ACQUISITION III CO. 888 SAN CLEMENTE DRIVE, SUITE 400 NEWPORT BEACH CA 92660 1 1 0 0 Co-Chief Executive Officer Common Stock 2021-03-05 4 P 0 86917 10.00 A 699381 D Warrants to purchase Common Stock 11.50 2021-03-05 4 P 0 21729 A Common Stock 21729 21729 D The reporting person acquired units, consisting of shares and warrants. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. By: /s/ John Lipman 2021-03-08