0001104659-21-033288.txt : 20210308
0001104659-21-033288.hdr.sgml : 20210308
20210308162704
ACCESSION NUMBER: 0001104659-21-033288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210305
FILED AS OF DATE: 20210308
DATE AS OF CHANGE: 20210308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIPMAN JOHN C
CENTRAL INDEX KEY: 0001383194
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40147
FILM NUMBER: 21722307
MAIL ADDRESS:
STREET 1: C/O CARTER SECURITIES LLC
STREET 2: 767 THIRD AVENUE 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition III Co
CENTRAL INDEX KEY: 0001839412
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-887-0331
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
tm218954-7_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-03-05
0
0001839412
Roth CH Acquisition III Co
ROCRU
0001383194
LIPMAN JOHN C
C/O ROTH CH ACQUISITION III CO.
888 SAN CLEMENTE DRIVE, SUITE 400
NEWPORT BEACH
CA
92660
1
1
0
0
Co-Chief Executive Officer
Common Stock
2021-03-05
4
P
0
86917
10.00
A
699381
D
Warrants to purchase Common Stock
11.50
2021-03-05
4
P
0
21729
A
Common Stock
21729
21729
D
The reporting person acquired units, consisting of shares and warrants.
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
By: /s/ John Lipman
2021-03-08