0000899243-17-019185.txt : 20170727 0000899243-17-019185.hdr.sgml : 20170727 20170727170826 ACCESSION NUMBER: 0000899243-17-019185 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170727 FILED AS OF DATE: 20170727 DATE AS OF CHANGE: 20170727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ligon Austin CENTRAL INDEX KEY: 0001712046 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 17987021 MAIL ADDRESS: STREET 1: C/O REDFIN CORPORATION STREET 2: 1099 STEWART STREET, SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Redfin Corp CENTRAL INDEX KEY: 0001382821 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 STEWART STREET, STE 600 CITY: seattle STATE: wa ZIP: 98101 BUSINESS PHONE: 2065768243 MAIL ADDRESS: STREET 1: 1099 STEWART STREET, STE 600 CITY: seattle STATE: wa ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Redfin CORP DATE OF NAME CHANGE: 20061206 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-07-27 0 0001382821 Redfin Corp RDFN 0001712046 Ligon Austin C/O REDFIN CORPORATION 1099 STEWART STREET, SUITE 600 SEATTLE WA 98101 1 0 0 0 Common Stock 78918 D Common Stock 223909 I By Toon Toot Sawan LP Series D Preferred Stock Common Stock 249951 I By Toon Toot Sawan LP Series E Preferred Stock Common Stock 71271 I By Toon Toot Sawan LP Series F Preferred Stock Common Stock 9713 I By Toon Toot Sawan LP Stock Option (right to buy) 9.15 2026-05-11 Common Stock 37567 D These securities are held of record by Toon Toot Sawan LP ("Toon Toot"). Tewda Management LLC ("Tewda") is the general partner of Toon Toot. The reporting person, who is a member of the issuer's board of directors, is the managing member of Tewda and has sole voting and investment power over the securities held by Toon Toot and disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Each share of the issuer's Series D Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date. Each share of the issuer's Series E Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. Each share of the issuer's Series F Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. The option vested as to 42.81% of the total shares on January 29, 2016 and then 2.3829% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on January 29, 2018, subject to the reporting person's provision of service to the issuer on each vesting date. Exhibit List - Exhibit 24 - Power of Attorney /s/ Kristi Weichelt as attorney-in-fact for Austin Ligon 2017-07-27 EX-24 2 attachment1.htm EX-24 DOCUMENT

                           LIMITED POWER OF ATTORNEY

        The undersigned hereby constitutes and appoints Chris Nielsen, Anthony
Kappus, Kristi Weichelt and Amy Ellis, as long as they are providing services to
Redfin Corporation, a Delaware corporation (the "Company"), or any of them, the
undersigned's true and lawful attorney-in-fact to:

        (1)     execute for and on behalf of the undersigned, in the
                undersigned's capacity as an officer and/or director of the
                Company, Forms 3, 4s and 5s in accordance with Section 16(a) of
                the Securities Exchange Act of 1934, as amended (the "Exchange
                Act"), and the rules and regulations thereunder;

        (2)     do and perform any and all acts for and on behalf of the
                undersigned that may be necessary or desirable to complete and
                execute any such Forms 3, 4s and 5s and timely file such forms
                with the Securities and Exchange Commission and any stock
                exchange or similar authority, if required; and

        (3)     take any other action of any type whatsoever in connection with
                the foregoing that, in the opinion of such attorney-in-fact, may
                be of benefit to, in the best interest of, or legally required
                by, the undersigned, it being understood that the documents
                executed by such attorney-in-fact on behalf of the undersigned
                pursuant to this Power of Attorney shall be in such form and
                shall contain such terms and conditions as such attorney-in-fact
                may approve in such attorney-in-fact's discretion.

        The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform each and every act and thing whatsoever
requisite, necessary or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution and revocation, hereby ratifying and confirming all that each such
attorney-in-fact, or each such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this power of attorney and
the rights and powers herein granted.  The undersigned acknowledges that each of
the foregoing attorneys-in-fact, in serving in such capacity at the request of
the undersigned, is not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.

        The undersigned agrees that each such attorney-in-fact may rely entirely
on information furnished orally or in writing by the undersigned to each such
attorney-in-fact.  The undersigned also agrees to indemnify and hold harmless
the Company and each such attorney-in-fact against any losses, claims, damages
or liabilities (or actions in these respects) that arise out of or are based on
any untrue statement or omission of necessary facts in the information provided
by the undersigned to such attorney-in-fact for purposes of executing,
acknowledging, delivering and filing Forms 3, 4s or 5s (including amendments
thereto) and agrees to reimburse the Company and each such attorney-in-fact for
any legal or other expenses reasonably incurred in connection with investigating
or defending against any such loss, claim, damage, liability or action.

        This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4s and 5s with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.

        IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 28 day of June 2017.

                                        /s/ Austin Ligon
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                                        Name: Austin Ligon
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