0001179110-18-011538.txt : 20180918 0001179110-18-011538.hdr.sgml : 20180918 20180918184542 ACCESSION NUMBER: 0001179110-18-011538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180914 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cozzens Todd C CENTRAL INDEX KEY: 0001382487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181076701 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 edgar.xml FORM 4 - X0306 4 2018-09-14 0 0001604821 Natera, Inc. NTRA 0001382487 Cozzens Todd C C/O LEERINK TRANSFORMATION PARTNERS, ONE FEDERAL STREET, 25TH FLOOR BOSTON MA 02110 1 0 0 0 Stock Option (right to buy) 24.42 2018-09-14 4 A 0 11169 0 A 2028-09-13 Common Stock 11169 11169 D Restricted Stock Units 2018-09-14 4 A 0 5785 0 A Common Stock 5785 5785 D The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control. /s/ Tami Chen, attorney-in-fact 2018-09-18