0001209191-23-055002.txt : 20231113 0001209191-23-055002.hdr.sgml : 20231113 20231113162324 ACCESSION NUMBER: 0001209191-23-055002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231108 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zelter James C CENTRAL INDEX KEY: 0001382483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41197 FILM NUMBER: 231399144 MAIL ADDRESS: STREET 1: APOLLO INVESTMENT CORPORATION STREET 2: 9 WEST 57TH STREET, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management, Inc. CENTRAL INDEX KEY: 0001858681 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 863155788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Tango Holdings, Inc. DATE OF NAME CHANGE: 20210422 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-08 0 0001858681 Apollo Global Management, Inc. APO 0001382483 Zelter James C C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 42ND FLOOR NEW YORK NY 10019 1 1 0 0 Co-President (See Remarks) 0 Common Stock 2023-11-08 4 F 0 5186 84.12 D 5182085 D Common Stock 1604588 I The James C. Zelter 2023 GRAT No. 1 Common Stock 1200000 I Zelter APO Series LLC Consists of shares (a) sold to provide funds to satisfy tax obligations of the reporting person or (b) withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Reported amount includes 4,914,162 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. On October 11, 2023, the James C. Zelter 2022 GRAT No. 1 (the "GRAT"), a vehicle over which the reporting person exercised voting and investment control, terminated. Upon termination of the GRAT, the remaining 69,319 shares held by such GRAT were distributed to the reporting person as sole annuitant, such distribution being exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder, and continue to be reported in this Form 4 as directly owned. By The James C. Zelter 2023 GRAT No. 1, a vehicle over which the reporting person exercises voting and investment control (the "2023 GRAT"). 595,982 of these shares were previously reported as indirectly held by the reporting person through the 2022 GRAT and have since been transferred to the 2023 GRAT. Further, 1,008,606 of these shares were previously reported as directly held by the reporting person, and have since been transferred to the 2023 GRAT. By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control. Co-President of Apollo Asset Management, Inc. /s/ Jessica L. Lomm, as Attorney-in-Fact 2023-11-13