0001209191-19-008182.txt : 20190207 0001209191-19-008182.hdr.sgml : 20190207 20190207174604 ACCESSION NUMBER: 0001209191-19-008182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zelter James C CENTRAL INDEX KEY: 0001382483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 19576264 MAIL ADDRESS: STREET 1: APOLLO INVESTMENT CORPORATION STREET 2: 9 WEST 57TH STREET, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management LLC CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-15 0 0001411494 Apollo Global Management LLC APO 0001382483 Zelter James C C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 1 0 0 Co-President Class A Shares 2018-11-15 4 A 0 254 0.00 A 2650433 D Class A Shares 2019-02-05 4 F 0 283380 30.36 D 2367053 D Class A Shares 414967 I Zelter APO Series LLC Class A Shares 54774 I Zelter APO Series LLC 3/31/14 Reported amount includes 2,550,843 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Consists of Class A shares withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested RSUs that were granted under the 2007 Plan. Reported amount includes 2,015,164 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control. By Zelter APO Series LLC, 3/31/14 Series, a vehicle over which the reporting person exercises voting and investment control. /s/ Jessica L. Lomm, as Attorney-in-Fact 2019-02-07