0001209191-19-008182.txt : 20190207
0001209191-19-008182.hdr.sgml : 20190207
20190207174604
ACCESSION NUMBER: 0001209191-19-008182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181115
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zelter James C
CENTRAL INDEX KEY: 0001382483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 19576264
MAIL ADDRESS:
STREET 1: APOLLO INVESTMENT CORPORATION
STREET 2: 9 WEST 57TH STREET, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management LLC
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-15
0
0001411494
Apollo Global Management LLC
APO
0001382483
Zelter James C
C/O APOLLO GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
0
1
0
0
Co-President
Class A Shares
2018-11-15
4
A
0
254
0.00
A
2650433
D
Class A Shares
2019-02-05
4
F
0
283380
30.36
D
2367053
D
Class A Shares
414967
I
Zelter APO Series LLC
Class A Shares
54774
I
Zelter APO Series LLC 3/31/14
Reported amount includes 2,550,843 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
Consists of Class A shares withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in
connection with the delivery of Class A shares underlying vested RSUs that were granted under the 2007 Plan.
Reported amount includes 2,015,164 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.
By Zelter APO Series LLC, 3/31/14 Series, a vehicle over which the reporting person exercises voting and investment control.
/s/ Jessica L. Lomm, as Attorney-in-Fact
2019-02-07