0001181431-14-035833.txt : 20141106
0001181431-14-035833.hdr.sgml : 20141106
20141106191140
ACCESSION NUMBER: 0001181431-14-035833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141104
FILED AS OF DATE: 20141106
DATE AS OF CHANGE: 20141106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management LLC
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zelter James C
CENTRAL INDEX KEY: 0001382483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 141202256
MAIL ADDRESS:
STREET 1: APOLLO INVESTMENT CORPORATION
STREET 2: 9 WEST 57TH STREET, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
rrd418453.xml
X0306
4
2014-11-04
0
0001411494
Apollo Global Management LLC
APO
0001382483
Zelter James C
C/O APOLLO GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
0
1
0
0
Managing Dir - Credit
Class A Shares
2014-11-04
4
S
0
3504
22.25
D
218526
D
Class A Shares
245924
I
See Footnote 3
Class A Shares
54774
I
See Footnote 4
Primarily consists of Class A shares sold by the reporting person in order to satisfy the minimum tax withholding obligations arising in connection with the delivery of Class A shares underlying vested restricted share units ("RSUs"). RSUs are granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan").
Reported amount includes 215,863 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.
By Zelter APO Series LLC, 3/31/14 Series, a vehicle over which the reporting person exercises voting and investment control.
/s/ James C. Zelter
2014-11-06