0001181431-14-035833.txt : 20141106 0001181431-14-035833.hdr.sgml : 20141106 20141106191140 ACCESSION NUMBER: 0001181431-14-035833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141104 FILED AS OF DATE: 20141106 DATE AS OF CHANGE: 20141106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management LLC CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zelter James C CENTRAL INDEX KEY: 0001382483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 141202256 MAIL ADDRESS: STREET 1: APOLLO INVESTMENT CORPORATION STREET 2: 9 WEST 57TH STREET, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd418453.xml X0306 4 2014-11-04 0 0001411494 Apollo Global Management LLC APO 0001382483 Zelter James C C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 1 0 0 Managing Dir - Credit Class A Shares 2014-11-04 4 S 0 3504 22.25 D 218526 D Class A Shares 245924 I See Footnote 3 Class A Shares 54774 I See Footnote 4 Primarily consists of Class A shares sold by the reporting person in order to satisfy the minimum tax withholding obligations arising in connection with the delivery of Class A shares underlying vested restricted share units ("RSUs"). RSUs are granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). Reported amount includes 215,863 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control. By Zelter APO Series LLC, 3/31/14 Series, a vehicle over which the reporting person exercises voting and investment control. /s/ James C. Zelter 2014-11-06