0001140361-18-023955.txt : 20180515 0001140361-18-023955.hdr.sgml : 20180515 20180515162720 ACCESSION NUMBER: 0001140361-18-023955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180510 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Muto Allan A CENTRAL INDEX KEY: 0001392629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33384 FILM NUMBER: 18836956 MAIL ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESSA Bancorp, Inc. CENTRAL INDEX KEY: 0001382230 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: PA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 BUSINESS PHONE: (570) 421-0531 MAIL ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 4 1 doc1.xml FORM 4 X0306 4 2018-05-10 0 0001382230 ESSA Bancorp, Inc. ESSA 0001392629 Muto Allan A 200 PALMER STREET STROUDSBURG PA 18360 0 1 0 0 EVP and CFO Common Stock 2018-05-10 4 S 0 14983 14.75 D 71701 D Common Stock 2018-05-10 4 S 0 800 14.76 D 70901 D Common Stock 2018-05-10 4 S 0 200 14.77 D 70701 D Common Stock 2018-05-10 4 S 0 2524 14.80 D 68177 D Common Stock 2018-05-10 4 S 0 200 14.81 D 67977 D Common Stock 2018-05-10 4 S 0 200 14.82 D 67777 D Common Stock 2018-05-10 4 S 0 688 14.83 D 67089 D Common Stock 2018-05-10 4 S 0 378 14.84 D 66711 D Common Stock 2018-05-10 4 S 0 100 14.88 D 66611 D Common Stock 2018-05-10 4 S 0 100 14.89 D 66511 D Common Stock 2018-05-10 4 S 0 212 14.90 D 66299 D Common Stock 2018-05-10 4 S 0 100 14.91 D 66199 D Common Stock 2018-05-15 4 M 0 20485 12.35 A 86684 D Common Stock 10360 I By 401(k) Common Stock 12311 I By ESOP Stock Options 12.35 2018-05-15 4 M 0 20485 0.00 D 2009-05-23 2018-05-23 Common Stock 20485 10000 D Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018. /s/ Marc P. Levy, pursuant to power of attorney 2018-05-15