0001140361-16-089108.txt : 20161208 0001140361-16-089108.hdr.sgml : 20161208 20161208162402 ACCESSION NUMBER: 0001140361-16-089108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161208 DATE AS OF CHANGE: 20161208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESSA Bancorp, Inc. CENTRAL INDEX KEY: 0001382230 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: PA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 BUSINESS PHONE: (570) 421-0531 MAIL ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Muto Allan A CENTRAL INDEX KEY: 0001392629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33384 FILM NUMBER: 162041700 MAIL ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 4 1 doc1.xml FORM 4 X0306 4 2016-12-06 0 0001382230 ESSA Bancorp, Inc. ESSA 0001392629 Muto Allan A 200 PALMER STREET STROUDSBURG PA 18360 0 1 0 0 EVP and CFO Common Stock 2016-12-06 4 M 0 15000 12.35 A 88631 D Common Stock 2016-12-06 4 F 0 12476 16.37 D 76155 D Common Stock 9977 I By 401(k) Common Stock 11349 I By ESOP Stock Options 12.35 2016-12-06 4 M 0 15000 0.00 D 2009-05-23 2018-05-23 Common Stock 15000 110000 D Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2014. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016. /s/ Marc P. Levy, pursuant to power of attorney 2016-12-08