0001140361-16-087059.txt : 20161117 0001140361-16-087059.hdr.sgml : 20161117 20161117144622 ACCESSION NUMBER: 0001140361-16-087059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESSA Bancorp, Inc. CENTRAL INDEX KEY: 0001382230 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: PA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 BUSINESS PHONE: (570) 421-0531 MAIL ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grayuski Thomas J CENTRAL INDEX KEY: 0001392633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33384 FILM NUMBER: 162004749 MAIL ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 4 1 doc1.xml FORM 4 X0306 4 2016-11-15 0 0001382230 ESSA Bancorp, Inc. ESSA 0001392633 Grayuski Thomas J 200 PALMER STREET STROUDSBURG PA 18360 0 1 0 0 Vice President Common Stock 2016-11-15 4 M 0 10000 12.35 A 57217 D Common Stock 2016-11-15 4 F 0 8980 14.51 D 48237 D Common Stock 5900 I As custodian for child 2 Common Stock 9420 I By ESOP Common Stock 52707 I By 401(k) Common Stock 5000 I As custodian for child 1 Stock Options 12.35 2016-11-15 4 M 0 10000 0.00 D 2009-05-23 2018-05-23 Common Stock 10000 64323 D Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2014. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016. /s/ Marc P. Levy, pursuant to power of attorney 2016-11-17