0001140361-16-073014.txt : 20160721 0001140361-16-073014.hdr.sgml : 20160721 20160721165654 ACCESSION NUMBER: 0001140361-16-073014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160719 FILED AS OF DATE: 20160721 DATE AS OF CHANGE: 20160721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESSA Bancorp, Inc. CENTRAL INDEX KEY: 0001382230 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: PA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 BUSINESS PHONE: (570) 421-0531 MAIL ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Muto Allan A CENTRAL INDEX KEY: 0001392629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33384 FILM NUMBER: 161777784 MAIL ADDRESS: STREET 1: 200 PALMER STREET CITY: STROUDSBURG STATE: PA ZIP: 18360 4 1 doc1.xml FORM 4 X0306 4 2016-07-19 0 0001382230 ESSA Bancorp, Inc. ESSA 0001392629 Muto Allan A 200 PALMER STREET STROUDSBURG PA 18360 0 1 0 0 EVP and CFO Common Stock 2016-07-19 4 M 0 28275 12.35 A 102565 D Common Stock 2016-07-19 4 F 0 25937 14.02 D 76628 D Common Stock 9992 I By 401(k) Common Stock 11349 I By ESOP Stock Options 12.35 2016-07-19 4 M 0 28275 0.00 D 2009-05-23 2018-05-23 Common Stock 28275 125000 D Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2014. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016. /s/ Marc P. Levy, pursuant to power of attorney 2016-07-21