0001193805-24-000057.txt : 20240118
0001193805-24-000057.hdr.sgml : 20240118
20240118083057
ACCESSION NUMBER: 0001193805-24-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240116
FILED AS OF DATE: 20240118
DATE AS OF CHANGE: 20240118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldberger Daniel S
CENTRAL INDEX KEY: 0001382042
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38538
FILM NUMBER: 24540169
MAIL ADDRESS:
STREET 1: 24 CARPENTER ROAD
CITY: CHESTER
STATE: NY
ZIP: 10918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: electroCore, Inc.
CENTRAL INDEX KEY: 0001560258
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 203454976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 FORGE WAY
STREET 2: SUITE 205
CITY: ROCKAWAY
STATE: NJ
ZIP: 07866
BUSINESS PHONE: 973-290-0097
MAIL ADDRESS:
STREET 1: 200 FORGE WAY
STREET 2: SUITE 205
CITY: ROCKAWAY
STATE: NJ
ZIP: 07866
FORMER COMPANY:
FORMER CONFORMED NAME: ElectroCore, LLC
DATE OF NAME CHANGE: 20121012
4
1
e619192_4-goldberger.xml
X0508
4
2024-01-16
0
0001560258
electroCore, Inc.
ECOR
0001382042
Goldberger Daniel S
200 FORGE WAY, SUITE 205
ROCKAWAY
NJ
07866
1
1
0
0
Chief Executive Officer
0
Common Stock
2024-01-16
4
A
0
75000
0.00
A
211060
D
Represents a grant of Restricted Stock Units of the Issuer. The grant vests (i) with respect to 33% of the underlying shares of Common Stock on each of the first, second, and third anniversaries of the date of grant, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (ii) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.
Includes an additional previously issued 50,000 shares issuable pursuant to Restricted Stock Units that will potentially vest in one-third increments on each of August 4, 2024, August 4, 2025, and August 4, 2026. All such unvested shares were previously reported on a Form 4 filing at the time of grant.
/s/ John L. Cleary, II, attorney-in-fact
2024-01-18