0000899243-19-024959.txt : 20191003 0000899243-19-024959.hdr.sgml : 20191003 20191003171436 ACCESSION NUMBER: 0000899243-19-024959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191003 DATE AS OF CHANGE: 20191003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldberger Daniel S CENTRAL INDEX KEY: 0001382042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38538 FILM NUMBER: 191136595 MAIL ADDRESS: STREET 1: 24 CARPENTER ROAD CITY: CHESTER STATE: NY ZIP: 10918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: electroCore, Inc. CENTRAL INDEX KEY: 0001560258 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 203454976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 973-290-0097 MAIL ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: ElectroCore, LLC DATE OF NAME CHANGE: 20121012 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-01 0 0001560258 electroCore, Inc. ECOR 0001382042 Goldberger Daniel S 150 ALLEN ROAD, SUITE 201 BASKING RIDGE NJ 07920 1 1 0 0 Chief Executive Officer Restricted Stock Units 0.00 2019-10-01 4 A 0 215053 0.00 A 2029-10-01 Common Stock 215053 215053 D Stock Option 1.86 2019-10-01 4 A 0 764331 0.00 A 2029-10-01 Common Stock 764331 764331 D Represents a grant of restricted stock units of the Issuer. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Issuer common stock. Subject to accelerated vesting in certain circumstances, one-fourth of the restricted stock units are scheduled to vest on each of the first four anniversaries of the Start Date (as defined in the Offer Letter, dated September 26, 2019, between the Reporting Person and the Issuer), as long as the Reporting Person remains in the service of the Issuer through the respective vesting date. Subject to accelerated vesting in certain circumstances, one-fourth of the option is scheduled to vest on each of the first four anniversaries of the Start Date, as long as the Reporting Person remains in the service of the Issuer through the respective vesting date. /s/ Daniel Goldberger 2019-10-03