0001381668-24-000084.txt : 20240514 0001381668-24-000084.hdr.sgml : 20240514 20240514160917 ACCESSION NUMBER: 0001381668-24-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240513 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zbanek Cathy W CENTRAL INDEX KEY: 0001566345 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33390 FILM NUMBER: 24944370 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFS Financial CORP CENTRAL INDEX KEY: 0001381668 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] ORGANIZATION NAME: 02 Finance IRS NUMBER: 522054948 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 BUSINESS PHONE: (216) 441-6000 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 4 1 wk-form4_1715717343.xml FORM 4 X0508 4 2024-05-13 0 0001381668 TFS Financial CORP TFSL 0001566345 Zbanek Cathy W 7007 BROADWAY AVENUE CLEVELAND OH 44105 0 1 0 0 Chief Synergy Officer 0 Common Stock 2024-05-13 4 S 0 10000 13.04 D 94418 D Common Stock 13264 I By ESOP Common Stock 5333 I By 401(k) Restricted Stock Units Common Stock 14200 14200 D Restricted Stock Units Common Stock 3134 3134 D Restricted Stock Units Common Stock 9334 9334 D Performance Restricted Share Units Common Stock 13395 13395 D Employee Stock Option (right to buy) 14.74 2028-01-05 Common Stock 187500 187500 D Employee Stock Option (right to buy) 14.81 2025-05-28 Common Stock 108300 108300 D Employee Stock Option (right to buy) 19.31 2026-12-15 Common Stock 79400 79400 D Employee Stock Option (right to buy) 19.06 2025-12-17 Common Stock 49200 49200 D Employee Stock Option (right to buy) 14.85 2024-12-18 Common Stock 32400 32400 D Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. On March 4, 2024, the reporting person received a grant of 14,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024. On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. On December 15, 2022, the reporting person received a grant of 14,000 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,395 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 187,500 stock options. These stock options vest in three equal annual installments beginning December 10, 2018. As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016. As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017. As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016. As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015. /s/ Susanne N. Miller, Pursuant to Power of Attorney 2024-05-14