0001381668-24-000062.txt : 20240306
0001381668-24-000062.hdr.sgml : 20240306
20240306160734
ACCESSION NUMBER: 0001381668-24-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240304
FILED AS OF DATE: 20240306
DATE AS OF CHANGE: 20240306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zbanek Cathy W
CENTRAL INDEX KEY: 0001566345
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33390
FILM NUMBER: 24725900
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFS Financial CORP
CENTRAL INDEX KEY: 0001381668
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 522054948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
BUSINESS PHONE: (216) 441-6000
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
4
1
wk-form4_1709759230.xml
FORM 4
X0508
4
2024-03-04
0
0001381668
TFS Financial CORP
TFSL
0001566345
Zbanek Cathy W
7007 BROADWAY AVENUE
CLEVELAND
OH
44105
0
1
0
0
Chief Synergy Officer
0
Common Stock
104418
D
Common Stock
13264
I
By ESOP
Common Stock
5334
I
By 401(k)
Restricted Stock Units
2024-03-04
4
A
0
14200
0
A
Common Stock
14200
14200
D
Restricted Stock Units
Common Stock
3134
3134
D
Restricted Stock Units
Common Stock
9334
9334
D
Performance Restricted Share Units
Common Stock
13395
13395
D
Employee Stock Option (right to buy)
14.74
2028-01-05
Common Stock
187500
187500
D
Employee Stock Option (right to buy)
14.81
2025-05-28
Common Stock
108300
108300
D
Employee Stock Option (right to buy)
19.31
2026-12-15
Common Stock
79400
79400
D
Employee Stock Option (right to buy)
19.06
2025-12-17
Common Stock
49200
49200
D
Employee Stock Option (right to buy)
14.85
2024-12-18
Common Stock
32400
32400
D
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
On March 4, 2024, the reporting person received a grant of 14,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.
On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.
On December 15, 2022, the reporting person received a grant of 14,000 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.
On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,395 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.
As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 187,500 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.
As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016.
As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
/s/ Susanne N. Miller, Pursuant to Power of Attorney
2024-03-06