0001381668-24-000059.txt : 20240306 0001381668-24-000059.hdr.sgml : 20240306 20240306160438 ACCESSION NUMBER: 0001381668-24-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Susanne N. CENTRAL INDEX KEY: 0001820738 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33390 FILM NUMBER: 24725828 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 FORMER NAME: FORMER CONFORMED NAME: Miller Susanne Noel DATE OF NAME CHANGE: 20200810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFS Financial CORP CENTRAL INDEX KEY: 0001381668 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] ORGANIZATION NAME: 02 Finance IRS NUMBER: 522054948 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 BUSINESS PHONE: (216) 441-6000 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 4 1 wk-form4_1709759064.xml FORM 4 X0508 4 2024-03-04 0 0001381668 TFS Financial CORP TFSL 0001820738 Miller Susanne N. 7007 BROADWAY AVENUE CLEVELAND OH 44105 0 1 0 0 Chief Accounting Officer 0 Common Stock 19357 D Common Stock 14282 I ESOP Common Stock 8023 I 401k Restricted Stock Units 2024-03-04 4 A 0 6000 0 A Common Stock 6000 6000 D Employee Stock Option (right to buy) 12.94 2024-03-04 4 A 0 18000 0 A 2034-03-04 Common Stock 18000 18000 D Employee Stock Option (right to buy) 14.74 2028-01-15 Common Stock 11000 11000 D Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. On March 4, 2024, the reporting person received a grant of 6,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026. On March 4, 2024, the reporting person received a grant of 18,000 stock options. These options fully vest on December 10, 2026. On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options fully vest on December 10, 2020. /s/ Susanne N. Miller 2024-03-06