0001381668-23-000141.txt : 20231212
0001381668-23-000141.hdr.sgml : 20231212
20231212172439
ACCESSION NUMBER: 0001381668-23-000141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231208
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stefanski Gavin B
CENTRAL INDEX KEY: 0001921253
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33390
FILM NUMBER: 231482138
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
FORMER NAME:
FORMER CONFORMED NAME: Gavin Benjamin Stefanski
DATE OF NAME CHANGE: 20220404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFS Financial CORP
CENTRAL INDEX KEY: 0001381668
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 522054948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
BUSINESS PHONE: (216) 441-6000
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
4
1
wk-form4_1702419866.xml
FORM 4
X0508
4
2023-12-08
0
0001381668
TFS Financial CORP
TFSL
0001921253
Stefanski Gavin B
7007 BROADWAY AVENUE
CLEVELAND
OH
44105
0
1
0
0
Chief Lending Officer
0
Common Stock
2023-12-08
4
M
0
10000
13.45
A
49755
D
Common Stock
2023-12-08
4
F
0
3035
13.45
D
46720
D
Common Stock
2307
I
ESOP
Restricted Stock Units
2023-12-08
4
M
0
10000
0
D
Common Stock
10000
0
D
Employee Stock Option (right to buy)
14.62
2028-01-05
Common Stock
5000
5000
D
These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).
These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020.
/s/ Susanne N. Miller, Pursuant to Power of Attorney
2023-12-12