0001381668-23-000141.txt : 20231212 0001381668-23-000141.hdr.sgml : 20231212 20231212172439 ACCESSION NUMBER: 0001381668-23-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stefanski Gavin B CENTRAL INDEX KEY: 0001921253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33390 FILM NUMBER: 231482138 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 FORMER NAME: FORMER CONFORMED NAME: Gavin Benjamin Stefanski DATE OF NAME CHANGE: 20220404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFS Financial CORP CENTRAL INDEX KEY: 0001381668 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 522054948 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 BUSINESS PHONE: (216) 441-6000 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 4 1 wk-form4_1702419866.xml FORM 4 X0508 4 2023-12-08 0 0001381668 TFS Financial CORP TFSL 0001921253 Stefanski Gavin B 7007 BROADWAY AVENUE CLEVELAND OH 44105 0 1 0 0 Chief Lending Officer 0 Common Stock 2023-12-08 4 M 0 10000 13.45 A 49755 D Common Stock 2023-12-08 4 F 0 3035 13.45 D 46720 D Common Stock 2307 I ESOP Restricted Stock Units 2023-12-08 4 M 0 10000 0 D Common Stock 10000 0 D Employee Stock Option (right to buy) 14.62 2028-01-05 Common Stock 5000 5000 D These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units. Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023. On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020. /s/ Susanne N. Miller, Pursuant to Power of Attorney 2023-12-12