0001381668-23-000139.txt : 20231212
0001381668-23-000139.hdr.sgml : 20231212
20231212172321
ACCESSION NUMBER: 0001381668-23-000139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231208
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rubino Andrew J
CENTRAL INDEX KEY: 0001820740
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33390
FILM NUMBER: 231482126
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
FORMER NAME:
FORMER CONFORMED NAME: Rubino Andrew James
DATE OF NAME CHANGE: 20200810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFS Financial CORP
CENTRAL INDEX KEY: 0001381668
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 522054948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
BUSINESS PHONE: (216) 441-6000
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
4
1
wk-form4_1702419787.xml
FORM 4
X0508
4
2023-12-08
0
0001381668
TFS Financial CORP
TFSL
0001820740
Rubino Andrew J
7007 BROADWAY AVENUE
CLEVELAND
OH
44105
0
1
0
0
Chief Information Officer
0
Common Stock
2023-12-08
4
M
0
15000
13.45
A
28874
D
Common Stock
2023-12-08
4
M
0
1267
13.45
A
30141
D
Common Stock
2023-12-08
4
M
0
2133
13.45
A
32274
D
Common Stock
2023-12-08
4
F
0
8254
13.45
D
24020
D
Common Stock
12219
I
ESOP
Restricted Stock Units
2023-12-08
4
M
0
15000
0
D
Common Stock
15000
0
D
Restricted Stock Units
2023-12-08
4
M
0
1267
0
D
Common Stock
1267
1267
D
Restricted Stock Units
2023-12-08
4
M
0
2133
0
D
Common Stock
2133
4267
D
Performance Restricted Share Units
Common Stock
5510
5510
D
Employee Stock Option (right to buy)
14.74
2028-01-05
Common Stock
11000
11000
D
These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).
These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.
On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.
On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.
On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.
On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020
/s/ Susanne N. Miller, Pursuant to Power of Attorney
2023-12-12