0001381668-20-000141.txt : 20201214 0001381668-20-000141.hdr.sgml : 20201214 20201214145123 ACCESSION NUMBER: 0001381668-20-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Motta Anna Maria P CENTRAL INDEX KEY: 0001617699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33390 FILM NUMBER: 201385943 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFS Financial CORP CENTRAL INDEX KEY: 0001381668 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 522054948 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 BUSINESS PHONE: (216) 441-6000 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 4 1 wf-form4_160797546985128.xml FORM 4 X0306 4 2020-12-10 0 0001381668 TFS Financial CORP TFSL 0001617699 Motta Anna Maria P 7007 BROADWAY AVENUE CLEVELAND OH 44105 0 1 0 0 Chief Information Officer Common Stock 2020-12-10 4 M 0 17000 0 A 94000 D Common Stock 2020-12-10 4 M 0 1500 0 A 95500 D Common Stock 2020-12-10 4 M 0 1200 0 A 96700 D Common Stock 2020-12-10 4 F 0 5160 17.65 D 91540 D Common Stock 13673 I 401(k) Common Stock 10329 I ESOP Performance Restricted Share Units Common Stock 7650.0 7650 D Restricted Stock Units 2020-12-10 4 M 0 17000 0 D Common Stock 17000.0 0 D Restricted Stock Units 2020-12-10 4 M 0 1200 0 D Common Stock 1200.0 2400 D Restricted Stock Units 2020-12-10 4 M 0 1500 0 D Common Stock 1500.0 1500 D Employee Stock Option (right to buy) 15.08 2024-12-11 Common Stock 21000.0 21000 D Employee Stock Option (right to buy) 14.74 2028-01-05 Common Stock 17000.0 17000 D These common shares were acquired upon the vesting and settlement of certain restricted stock units. These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020. On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 26,000 stock options. These stock options fully vest on December 10, 2017. On January 5, 2018, the reporting person received a grant of 17,000 stock options. These options fully vest on December 10, 2020. /s/ Paul J. Huml, Pursuant to Power of Attorney 2020-12-14