0001381668-18-000018.txt : 20180109 0001381668-18-000018.hdr.sgml : 20180109 20180109154713 ACCESSION NUMBER: 0001381668-18-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180105 FILED AS OF DATE: 20180109 DATE AS OF CHANGE: 20180109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Motta Anna Maria P CENTRAL INDEX KEY: 0001617699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33390 FILM NUMBER: 18519017 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFS Financial CORP CENTRAL INDEX KEY: 0001381668 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 522054948 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 BUSINESS PHONE: (216) 441-6000 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 4 1 wf-form4_151553081946689.xml FORM 4 X0306 4 2018-01-05 0 0001381668 TFS Financial CORP TFSL 0001617699 Motta Anna Maria P 7007 BROADWAY AVENUE CLEVELAND OH 44105 0 1 0 0 Chief Information Officer Common Stock 70500 D Common Stock 7504 I ESOP Common Stock 11597 I 401(k) Employee Stock Option (right to buy) 14.74 2018-01-05 4 A 0 17000 0 A 2028-01-05 Common Stock 17000.0 17000 D Restricted Stock Units 2018-01-05 4 A 0 17000 0 A Common Stock 17000.0 17000 D Employee Stock Option (right to buy) 15.08 2024-12-11 Common Stock 26000.0 26000 D Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. On January 5, 2018, the reporting person received a grant of 17,000 stock options. These options fully vest on December 10, 2020. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020. As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 26,000 stock options. These stock options fully vest on December 10, 2017. /s/ Paul J. Huml, Pursuant to Power of Attorney 2018-01-09