0001553350-22-000008.txt : 20220103
0001553350-22-000008.hdr.sgml : 20220103
20220103171844
ACCESSION NUMBER: 0001553350-22-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211230
FILED AS OF DATE: 20220103
DATE AS OF CHANGE: 20220103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolf Jeffrey Alan
CENTRAL INDEX KEY: 0001381450
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35994
FILM NUMBER: 22503104
MAIL ADDRESS:
STREET 1: 3985 RESEARCH PARK DRIVE
CITY: ANN ARBOR
STATE: MI
ZIP: 48108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001476963
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262844103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 400
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919-240-7133
MAIL ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 400
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
wolf4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-30
0
0001476963
HEAT BIOLOGICS, INC.
HTBX
0001381450
Wolf Jeffrey Alan
C/O HEAT BIOLOGICS, INC.
627 DAVIS DRIVE
MORRISVILLE
NC
27560
1
1
0
0
Chief Executive Officer
Stock Option (right to buy)
4.065
2021-12-30
4
J
0
231987
0
D
2023-01-13
2031-12-12
Common Stock
231987
0
D
Stock Option (right to buy)
4.065
2021-12-30
4
A
0
231987
0
A
2023-12-30
2031-12-30
Common Stock
231987
231987
D
On December 28, 2021, the board of directors of Heat Biologics, Inc. (the "Company") rescinded and cancelled stock option awards previously made to Mr. Wolf on December 13, 2021 covering 231,987 shares under the Company's 2018 Stock Incentive Plan (the "Plan") and granted new stock options under the Plan, on substantially similar terms to the rescinded stock options, which new stock options are subject to forfeiture in the event an amendment to increase the number of shares of common stock available for grant under the Plan is not adopted by the Company's stockholders.
The stock options to purchase 231,987 shares of Common Stock vest on the two-year anniversary of the date of grant, subject to the reporting person's continued service to the Company and is subject to forfeiture under certain circumstances.
/s/ Jeffrey Alan Wolf
2022-01-03