0001553350-20-000800.txt : 20200825 0001553350-20-000800.hdr.sgml : 20200825 20200825090403 ACCESSION NUMBER: 0001553350-20-000800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200824 FILED AS OF DATE: 20200825 DATE AS OF CHANGE: 20200825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolf Jeffrey Alan CENTRAL INDEX KEY: 0001381450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 201129668 MAIL ADDRESS: STREET 1: 3985 RESEARCH PARK DRIVE CITY: ANN ARBOR STATE: MI ZIP: 48108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 wolf4.xml OWNERSHIP DOCUMENT X0306 4 2020-08-24 0 0001476963 HEAT BIOLOGICS, INC. HTBX 0001381450 Wolf Jeffrey Alan C/O HEAT BIOLOGICS, INC. 627 DAVIS DRIVE MORRISVILLE NC 27560 1 1 0 0 Chief Executive Officer Stock options 1.20 2020-08-24 4 A 0 1412100 0 A 2020-08-24 2030-08-23 Common Stock 1412100 1412100 D These options to purchase 1,412,100 shares of Heat Biologics, Inc. common stock were issued to Jeffrey Wolf on August 24, 2020 pursuant to a contractual obligation in his employment agreement that was entered into in 2009. These options fully vested upon grant. /s/ Jeffrey Alan Wolf 2020-08-25