0001553350-20-000673.txt : 20200729
0001553350-20-000673.hdr.sgml : 20200729
20200729163514
ACCESSION NUMBER: 0001553350-20-000673
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200728
FILED AS OF DATE: 20200729
DATE AS OF CHANGE: 20200729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolf Jeffrey Alan
CENTRAL INDEX KEY: 0001381450
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35994
FILM NUMBER: 201057603
MAIL ADDRESS:
STREET 1: 3985 RESEARCH PARK DRIVE
CITY: ANN ARBOR
STATE: MI
ZIP: 48108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001476963
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262844103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 400
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919-240-7133
MAIL ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 400
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
wolf4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-07-28
0
0001476963
HEAT BIOLOGICS, INC.
HTBX
0001381450
Wolf Jeffrey Alan
C/O HEAT BIOLOGICS, INC.
627 DAVIS DRIVE
MORRISVILLE
NC
27560
1
1
0
0
Chief Executive Officer
Stock options
2.07
2020-07-28
4
A
0
2000000
0
A
2020-07-28
2030-07-27
Common Stock
2000000
2000000
D
These options to purchase 2,000,000 shares of Heat Biologics, Inc. common stock were issued to Jeffrey Wolf on July 28, 2020 pursuant to a contractual obligation in his employment agreement that was entered into in 2009. These options fully vested upon grant.
/s/ Jeffrey Alan Wolf
2020-07-29