0001553350-20-000007.txt : 20200103
0001553350-20-000007.hdr.sgml : 20200103
20200103062606
ACCESSION NUMBER: 0001553350-20-000007
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191230
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolf Jeffrey Alan
CENTRAL INDEX KEY: 0001381450
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35994
FILM NUMBER: 20503314
MAIL ADDRESS:
STREET 1: 3985 RESEARCH PARK DRIVE
CITY: ANN ARBOR
STATE: MI
ZIP: 48108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001476963
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262844103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 CAPITOLA DRIVE
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: 919-240-7133
MAIL ADDRESS:
STREET 1: 801 CAPITOLA DRIVE
CITY: DURHAM
STATE: NC
ZIP: 27713
4/A
1
wolf4.xml
OWNERSHIP DOCUMENT
X0306
4/A
2019-12-30
2020-01-02
0
0001476963
HEAT BIOLOGICS, INC.
HTBX
0001381450
Wolf Jeffrey Alan
C/O HEAT BIOLOGICS, INC.
627 DAVIS DRIVE
MORRISVILLE
NC
27560
1
1
1
0
Chief Executive Officer
Common Stock
2019-12-30
4
A
0
900000
0
A
1788693
D
This Amendment is being filed to correct a typographical error for the date of transaction.
The restricted shares of Heat Biologics, Inc. (the "Company") common stock, par value $0.0002 per share (the "Common Stock"), vest as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant, subject to the reporting person's continued service to the Company.
Does not include 26,468 shares held by Mr. Wolf's children's trust (the "Trust"). Mr. Wolf is not the trustee, nor does he claim beneficial ownership of the Trust. Mr. Wolf disclaims beneficial ownership of the shares of Common Stock held by the Trust, Orion (as defined below), and Seed-One (as defined below), except to the extent of any pecuniary interest (as defined in Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended) that he may have in such entities.
This Amendment is being filed to correct a typographical error for the date of ealiest transaction and to add 10% owner to relationship of reporting person.
/s/ Jeffrey Alan Wolf
2020-01-03