0001079973-24-000776.txt : 20240517 0001079973-24-000776.hdr.sgml : 20240517 20240517163021 ACCESSION NUMBER: 0001079973-24-000776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240516 FILED AS OF DATE: 20240517 DATE AS OF CHANGE: 20240517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolf Jeffrey Alan CENTRAL INDEX KEY: 0001381450 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 24960254 MAIL ADDRESS: STREET 1: 3985 RESEARCH PARK DRIVE CITY: ANN ARBOR STATE: MI ZIP: 48108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Scorpius Holdings, Inc. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: NightHawk Biosciences, Inc. DATE OF NAME CHANGE: 20220502 FORMER COMPANY: FORMER CONFORMED NAME: HEAT BIOLOGICS, INC. DATE OF NAME CHANGE: 20091117 4 1 ownership.xml X0508 4 2024-05-16 0 0001476963 Scorpius Holdings, Inc. SCPX 0001381450 Wolf Jeffrey Alan C/O SCORPIUS HOLDINGS, INC. 627 DAVIS DRIVE, SUITE 300 MORRISVILLE NC 27560 1 1 0 0 Chief Executive Officer 0 Common Stock 2024-05-16 4 A 0 2500000 A 3572789 D Common Stock 11025 I See footnote Common Stock 10231 I See footnote Warrant (right to buy) 0.12 2024-05-16 4 A 0 2500000 A 2024-05-16 2029-05-15 Common Stock 2500000 2500000 D On May 16, 2024 Scorpius Holdings, Inc. (the "Company") agreed to issue approximately $6 million of securities including shares of its common stock and warrants (the "Warrants") to purchase shares of common stock to certain investors, including Jeffrey Alan Wolf. The combined purchase price of each unit of common stock and accompanying Warrant was $0.10. Does not include 26,468 shares held by Mr. Wolf's children's trust (the "Trust"). Mr. Wolf is not the trustee, nor does he claim beneficial ownership of the Trust. Mr. Wolf disclaims beneficial ownership of the shares of Common Stock held by the Trust, Orion (as defined below), and Seed-One (as defined below), except to the extent of any pecuniary interest (as defined in Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended) that he may have in such entities. Held by Orion Holdings V, LLC ("Orion"). Mr. Wolf is managing member of Orion. Held by Seed-One Holdings VI, LLC ("Seed-One"). Mr. Wolf is managing member of Seed-One. /s/ Jeffrey Alan Wolf 2024-05-17