0001079973-24-000776.txt : 20240517
0001079973-24-000776.hdr.sgml : 20240517
20240517163021
ACCESSION NUMBER: 0001079973-24-000776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240516
FILED AS OF DATE: 20240517
DATE AS OF CHANGE: 20240517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolf Jeffrey Alan
CENTRAL INDEX KEY: 0001381450
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35994
FILM NUMBER: 24960254
MAIL ADDRESS:
STREET 1: 3985 RESEARCH PARK DRIVE
CITY: ANN ARBOR
STATE: MI
ZIP: 48108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Scorpius Holdings, Inc.
CENTRAL INDEX KEY: 0001476963
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 262844103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919-240-7133
MAIL ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: NightHawk Biosciences, Inc.
DATE OF NAME CHANGE: 20220502
FORMER COMPANY:
FORMER CONFORMED NAME: HEAT BIOLOGICS, INC.
DATE OF NAME CHANGE: 20091117
4
1
ownership.xml
X0508
4
2024-05-16
0
0001476963
Scorpius Holdings, Inc.
SCPX
0001381450
Wolf Jeffrey Alan
C/O SCORPIUS HOLDINGS, INC.
627 DAVIS DRIVE, SUITE 300
MORRISVILLE
NC
27560
1
1
0
0
Chief Executive Officer
0
Common Stock
2024-05-16
4
A
0
2500000
A
3572789
D
Common Stock
11025
I
See footnote
Common Stock
10231
I
See footnote
Warrant (right to buy)
0.12
2024-05-16
4
A
0
2500000
A
2024-05-16
2029-05-15
Common Stock
2500000
2500000
D
On May 16, 2024 Scorpius Holdings, Inc. (the "Company") agreed to issue approximately $6 million of securities including shares of its common stock and warrants (the "Warrants") to purchase shares of common stock to certain investors, including Jeffrey Alan Wolf. The combined purchase price of each unit of common stock and accompanying Warrant was $0.10.
Does not include 26,468 shares held by Mr. Wolf's children's trust (the "Trust"). Mr. Wolf is not the trustee, nor does he claim beneficial ownership of the Trust. Mr. Wolf disclaims beneficial ownership of the shares of Common Stock held by the Trust, Orion (as defined below), and Seed-One (as defined below), except to the extent of any pecuniary interest (as defined in Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended) that he may have in such entities.
Held by Orion Holdings V, LLC ("Orion"). Mr. Wolf is managing member of Orion.
Held by Seed-One Holdings VI, LLC ("Seed-One"). Mr. Wolf is managing member of Seed-One.
/s/ Jeffrey Alan Wolf
2024-05-17