0001567619-22-000738.txt : 20220106 0001567619-22-000738.hdr.sgml : 20220106 20220106165813 ACCESSION NUMBER: 0001567619-22-000738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220106 DATE AS OF CHANGE: 20220106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nemser Earl H CENTRAL INDEX KEY: 0001391400 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 22515449 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300390693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2021-12-31 0 0001381197 Interactive Brokers Group, Inc. IBKR 0001391400 Nemser Earl H ONE PICKWICK PLAZA GREENWICH CT 06830 1 1 0 0 Vice Chairman Class A common stock 2021-12-31 2022-01-04 4 A 0 12967 0 A 110716 D Class A common stock 2021-12-31 2022-01-04 4 A 0 315 79.42 A 111031 D This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022. This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. This represents an annual grant of restricted stock units under the Plan for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021. The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date. /s/ Raymond Bussiere as authorized signatory for Earl H. Nemser 2022-01-06