0001567619-21-006442.txt : 20210316
0001567619-21-006442.hdr.sgml : 20210316
20210316183223
ACCESSION NUMBER: 0001567619-21-006442
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210312
FILED AS OF DATE: 20210316
DATE AS OF CHANGE: 20210316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brody Paul Jonathan
CENTRAL INDEX KEY: 0001391403
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33440
FILM NUMBER: 21747566
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Brokers Group, Inc.
CENTRAL INDEX KEY: 0001381197
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300390693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-5800
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc1.xml
FORM 4
X0306
4
2021-03-12
0
0001381197
Interactive Brokers Group, Inc.
IBKR
0001391403
Brody Paul Jonathan
ONE PICKWICK PLAZA
GREENWICH
CT
06830
1
1
0
0
Chief Financial Officer
Class A common stock
2021-03-12
4
S
0
824
78.35
D
433
I
by PJB Holdings LLC
Class A common stock
2021-03-12
4
S
0
107
79.20
D
326
I
by PJB Holdings LLC
Class A common stock
2021-03-15
4
S
0
259
77.99
D
67
I
by PJB Holdings LLC
Class A common stock
2021-03-15
4
S
0
41
78.71
D
26
I
by PJB Holdings LLC
Class A common stock
698113
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.
Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.
This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.99 to $78.98. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (7) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.99 to $79.52.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.52 to $78.51.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.52 to $78.95.
/s/ Raymond Bussiere as authorized signatory for Paul J. Brody
2021-03-16