0001567619-20-021579.txt : 20201228
0001567619-20-021579.hdr.sgml : 20201228
20201228125016
ACCESSION NUMBER: 0001567619-20-021579
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201222
FILED AS OF DATE: 20201228
DATE AS OF CHANGE: 20201228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frank Thomas AJ
CENTRAL INDEX KEY: 0001391401
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33440
FILM NUMBER: 201416970
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Brokers Group, Inc.
CENTRAL INDEX KEY: 0001381197
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300390693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-5800
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc1.xml
FORM 4
X0306
4
2020-12-22
0
0001381197
Interactive Brokers Group, Inc.
IBKR
0001391401
Frank Thomas AJ
ONE PICKWICK PLAZA
GREENWICH
CT
06830
0
1
0
0
Chief Information Officer
Class A common stock
2020-12-22
4
S
0
5246
59.48
D
1591196
D
Class A common stock
2020-12-22
4
S
0
13091
60.01
D
1578105
D
Class A common stock
2020-12-23
4
S
0
17566
60.89
D
1560539
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.74 to $59.73. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.74 to $60.65.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.37 to $61.27.
/s/ Michael Sellitto as authorized signatory for Thomas AJ Frank
2020-12-28