0001567619-20-016640.txt : 20200911
0001567619-20-016640.hdr.sgml : 20200911
20200911161952
ACCESSION NUMBER: 0001567619-20-016640
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200909
FILED AS OF DATE: 20200911
DATE AS OF CHANGE: 20200911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nemser Earl H
CENTRAL INDEX KEY: 0001391400
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33440
FILM NUMBER: 201171148
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Brokers Group, Inc.
CENTRAL INDEX KEY: 0001381197
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300390693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-5800
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc1.xml
FORM 4
X0306
4
2020-09-09
0
0001381197
Interactive Brokers Group, Inc.
IBKR
0001391400
Nemser Earl H
ONE PICKWICK PLAZA
GREENWICH
CT
06830
1
1
0
0
Vice Chairman
Class A common stock
2020-09-09
4
S
0
9600
48.38
D
148569
I
By EN Holdings LLC
Class A common stock
2020-09-10
4
S
0
300
48
D
148269
I
By EN Holdings LLC
Class A common stock
85551
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by EN Holdings LLC, which is owned by the reporting person and his affiliates.
Represents number of securities owned by EN Holdings LLC, which is owned by the reporting person and his affiliates.
This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.84, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote (4) to this Form 4.
/s/ Raymond Bussiere as authorized signatory for Earl H. Nemser
2020-09-11