0001381197-23-000097.txt : 20230925 0001381197-23-000097.hdr.sgml : 20230925 20230925165822 ACCESSION NUMBER: 0001381197-23-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230921 FILED AS OF DATE: 20230925 DATE AS OF CHANGE: 20230925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brody Paul Jonathan CENTRAL INDEX KEY: 0001391403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 231276412 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300390693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 4 1 form4.xml X0508 4 2023-09-21 0001381197 Interactive Brokers Group, Inc. IBKR 0001391403 Brody Paul Jonathan ONE PICKWICK PLAZA GREENWICH CT 06830 true true Chief Financial Officer true Class A common stock 2023-09-21 4 S 0 10206 89.19 D 389274 I by PJB Holdings LLC Class A common stock 2023-09-21 4 S 0 2941 90.02 D 386333 I by PJB Holdings LLC Class A common stock 2023-09-22 4 S 0 7639 87.85 D 378694 I by PJB Holdings LLC Class A common stock 2023-09-22 4 S 0 5082 88.92 D 373612 I by PJB Holdings LLC Class A common stock 2023-09-22 4 S 0 404 89.46 D 373208 I by PJB Holdings LLC Class A common stock 708771 D Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.66 to $89.65. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (7) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.66 to $90.64. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.44 to $88.43. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.44 to $89.43. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.44 to $89.51. /s/ Raymond Bussiere as authorized signatory for Paul J. Brody 2023-09-25