0001140361-17-000485.txt : 20170104
0001140361-17-000485.hdr.sgml : 20170104
20170104172542
ACCESSION NUMBER: 0001140361-17-000485
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Brokers Group, Inc.
CENTRAL INDEX KEY: 0001381197
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-5800
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nemser Earl H
CENTRAL INDEX KEY: 0001391400
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33440
FILM NUMBER: 17507120
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc1.xml
FORM 4
X0306
4
2016-12-31
0
0001381197
Interactive Brokers Group, Inc.
IBKR
0001391400
Nemser Earl H
ONE PICKWICK PLAZA
GREENWICH
CT
06830
1
1
0
0
Vice Chairman
Class A Common Stock
2016-12-31
4
A
0
7504
0
A
101043
D
Class A Common Stock
50000
I
By IBG Holdings LLC
This represents a grant of restricted stock that will vest 10% on 5/9/2017 and 15% on each of the first six anniversaries of 5/9/2017.
These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously.
Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. The shares were acquired in a share for share exchange between IBG Holdings LLC and the issuer, in which each share of Class A Common Stock of the issuer was acquired by IBG Holdings LLC in exchange for one membership interest in IBG LLC.
/s/ Raymond Bussiere as authorized signatory for Earl H. Nemser
2017-01-04