-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NN6HLsy8tapiS9yFbytQBA4JaosdmnhwJ7avbSho31itoaNiaJgn6RAJjvFUwpVJ ny01SEcaiF4D9xEq7OuJCQ== <SEC-DOCUMENT>0001104659-07-033510.txt : 20070501 <SEC-HEADER>0001104659-07-033510.hdr.sgml : 20070501 <ACCEPTANCE-DATETIME>20070430174652 ACCESSION NUMBER: 0001104659-07-033510 CONFORMED SUBMISSION TYPE: FWP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070501 DATE AS OF CHANGE: 20070430 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: FWP SEC ACT: 1934 Act SEC FILE NUMBER: 333-138955 FILM NUMBER: 07802342 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: FWP BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 </SEC-HEADER> <DOCUMENT> <TYPE>FWP <SEQUENCE>1 <FILENAME>a07-8752_6fwp.htm <DESCRIPTION>FWP <TEXT> <html> <head> </head> <body lang="EN-US"> <div> <p align="right" style="margin:0in 0in 12.0pt;text-align:right;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Free Writing Prospectus<br> Filed Pursuant to Rule 433<br> Registration No. 333-138955<br> April 30, 2007</font></b></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">INTERACTIVE BROKERS GROUP, INC.<br> Free Writing Prospectus</font></b></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><i><font size="2" face="Times New Roman" style="font-size:10.0pt;font-style:italic;">This information supplements the Preliminary Prospectus dated April 4, 2007.</font></i></p> <table border="0" cellspacing="0" cellpadding="0" width="100%" style="border-collapse:collapse;font-family:Times New Roman;width:100.0%;"> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="font-size:10.0pt;margin:0in 0in .0001pt;"><!-- SET mrlNoTableShading --><b>Issuer:</b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Interactive Brokers Group, Inc.</font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Common stock offered:</font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">34,500,000 shares of Class A common stock (increased from 20,000,000)</font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Common stock outstanding after the offering:</font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">34,703,401 shares of Class A common stock (increased from 20,216,037), representing 8.7% ownership immediately after this offering (increased from 5.1%) </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:1.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">100 shares of Class B common stock</font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Price to Public:</font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Between $27.00 and $31.00 per share (increased from $23.00 to $27.00 per share)</font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Voting:</font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Each share of our common stock will entitle its holder to one vote per share. </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:1.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Immediately after this offering, our Class B common stock will have approximately 91.3% (decreased from 94.9%) of the voting power of our company, which percentage will decrease proportionately to the extent that IBG Holdings LLC owns a smaller percentage of IBG LLC. </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:1.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">While our Class B common stock will be owned by IBG Holdings LLC, Thomas Peterffy, through his ownership of the voting membership interests in IBG Holdings LLC, will be able to exercise control over all matters requiring the approval of our stockholders, including the election of our directors, and the approval of significant corporate transactions.</font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;"> </font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="margin:0in 0in .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Use of Proceeds:</font></b></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">We estimate that we will receive net proceeds from the sale of shares of our common stock in this offering of $981.7 million , assuming the shares are offered at $29.00 per share, which is the midpoint of the range set forth on the cover page of the prospectus, after deducting the </font></p> </td> </tr> </table> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120173632140_H11160_2068530\8752-6-da.htm',USER='jmsproofassembler',CD='Apr 30 17:36 2007' --> <br clear="all" style="page-break-before:always;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <table border="0" cellspacing="0" cellpadding="0" width="100%" style="border-collapse:collapse;font-family:Times New Roman;width:100.0%;"> <tr style="page-break-inside:avoid;"> <td width="38%" valign="top" style="padding:0in .7pt 0in 0in;width:38.68%;"> <p style="font-size:10.0pt;margin:0in 0in .0001pt;"><!-- SET mrlNoTableShading --></p> </td> <td width="2%" valign="top" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="58%" valign="top" style="padding:0in .7pt 0in 0in;width:58.94%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">placement agency fee and commissions payable by us. We intend to use the net proceeds to purchase membership interests in IBG LLC from IBG Holdings LLC.</font></p> </td> </tr> </table> <p style="margin:0in 0in 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p style="margin:0in 0in 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Use of Proceeds</font></b></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Due to the increase in the number of shares of Class A common stock offered in the Preliminary Prospectus from 20,000,000 to 34,500,000 and the increase in the expected public offering price range from between $23.00 and $27.00 per share to between $27.00 and $31.00 per share, the “Use of Proceeds” section has been revised as reflected below.</font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">*  *  *  *  *</font></p> <p style="font-weight:bold;margin:0in 0in 12.0pt;text-align:center;text-decoration:underline;text-transform:uppercase;"><b><u><font size="2" face="Times New Roman" style="font-size:10.0pt;text-transform:none;">USE OF PROCEEDS</font></u></b></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The net proceeds from the sale of the 34,500,000 shares of common stock offered by us will be approximately $981.7 million, after deducting the placement agency fee.</font></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The primary purposes of this offering are to:</font></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 1.0in;text-indent:-.25in;"><font size="2" face="Symbol" style="font-size:10.0pt;">·</font><font size="1" style="font-size:3.0pt;">                  </font>diversify the ownership of IBG LLC’s business;</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 1.0in;text-indent:-.25in;"><font size="2" face="Symbol" style="font-size:10.0pt;">·</font><font size="1" style="font-size:3.0pt;">                  </font>raise IBG LLC’s profile for competitive reasons;</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 1.0in;text-indent:-.25in;"><font size="2" face="Symbol" style="font-size:10.0pt;">·</font><font size="1" style="font-size:3.0pt;">                  </font>create a public market for our common stock; and</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 1.0in;text-indent:-.25in;"><font size="2" face="Symbol" style="font-size:10.0pt;">·</font><font size="1" style="font-size:3.0pt;">                  </font>facilitate future access to public markets.</p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">We intend to use the net proceeds of this offering to purchase membership interests in IBG LLC from IBG Holdings LLC representing approximately 8.6% of the outstanding membership interests in IBG LLC. IBG Holdings LLC will, in turn, use such sale proceeds to redeem, on a pro rata basis, IBG Holdings LLC membership interests held by its members, who include 66 of our employees (including the directors and executive officers set forth in the second table below). The following table illustrates the expected application of the gross proceeds from this offering as described above. An additional $5.5 million in estimated offering expenses will be borne by IBG LLC.</font></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <div align="center" style="font-family:Times New Roman;"> <table border="0" cellspacing="0" cellpadding="0" style="border-collapse:collapse;"> <tr style="page-break-inside:avoid;"> <td width="595" valign="bottom" style="padding:0in .7pt 0in 0in;width:445.9pt;"> <p style="font-size:8.0pt;font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><!-- SET mrlHTMLTableCenter --></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="56" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:41.85pt;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">(in millions)</font></b></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.3pt;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="595" valign="top" style="padding:0in .7pt 0in 0in;width:445.9pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Gross proceeds from offering</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="border:none;padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="49" valign="bottom" style="border:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:36.85pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,000.5</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.3pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="595" valign="top" style="padding:0in .7pt 0in 0in;width:445.9pt;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Placement agency fee</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="49" valign="bottom" style="padding:0in .7pt 0in 0in;width:36.85pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(18.8</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.3pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="595" valign="top" style="padding:0in .7pt 0in 0in;width:445.9pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Net proceeds</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="49" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:36.85pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">981.7</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.3pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="595" valign="top" style="padding:0in .7pt 0in 0in;width:445.9pt;"> <p style="margin:0in 0in .0001pt 20.0pt;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Acquisition of membership interests in IBG LLC from IBG Holdings LLC</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="49" valign="bottom" style="padding:0in .7pt 0in 0in;width:36.85pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">981.7</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.3pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> </table> </div> <p style="margin:0in 0in 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The following is a listing of our directors and executive officers expected to receive net proceeds from this offering, together with the percentage and dollar amount net proceeds to be received from this offering:</font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120173632140_H11160_2068530\8752-6-da.htm',USER='jmsproofassembler',CD='Apr 30 17:36 2007' --> <br clear="all" style="page-break-before:always;"> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <table border="0" cellspacing="0" cellpadding="0" width="100%" style="border-collapse:collapse;width:100.0%;"> <tr style="page-break-inside:avoid;"> <td width="8%" valign="bottom" style="padding:0in .7pt 0in 0in;width:8.84%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="4%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:4.32%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Name</font></b></p> </td> <td width="8%" valign="bottom" style="padding:0in .7pt 0in 0in;width:8.84%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="24%" valign="bottom" style="padding:0in .7pt 0in 0in;width:24.24%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="3%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:3.52%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Title</font></b></p> </td> <td width="24%" valign="bottom" style="padding:0in .7pt 0in 0in;width:24.24%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="9%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:9.0%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">% of Net<br> Proceeds<br> to be <br> Received</font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="9%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:9.0%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Amount<br> (in millions)</font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="22%" colspan="3" valign="top" style="padding:0in .7pt 0in 0in;width:22.0%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Thomas Peterffy</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="52%" colspan="3" valign="bottom" style="padding:0in .7pt 0in 0in;width:52.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Chairman of the Board of Directors, Chief Executive Officer and President</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="9%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:9.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">84.5784</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><a name="StartHere"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></a></p> </td> <td width="8%" valign="bottom" style="border:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:8.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">830.3</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="22%" colspan="3" valign="top" style="padding:0in .7pt 0in 0in;width:22.0%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Earl H. Nemser</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="52%" colspan="3" valign="bottom" style="padding:0in .7pt 0in 0in;width:52.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Vice Chairman and Director</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1.1895</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="8%" valign="bottom" style="padding:0in .7pt 0in 0in;width:8.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">11.7</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="22%" colspan="3" valign="top" style="padding:0in .7pt 0in 0in;width:22.0%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Paul J. Brody</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="52%" colspan="3" valign="bottom" style="padding:0in .7pt 0in 0in;width:52.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Chief Financial Officer, Treasurer, Secretary and Director</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1.2509</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="8%" valign="bottom" style="padding:0in .7pt 0in 0in;width:8.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">12.3</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="22%" colspan="3" valign="top" style="padding:0in .7pt 0in 0in;width:22.0%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Thomas A. Frank</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="52%" colspan="3" valign="bottom" style="padding:0in .7pt 0in 0in;width:52.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Executive Vice President and Chief Information Officer</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3.1498</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="8%" valign="bottom" style="padding:0in .7pt 0in 0in;width:8.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">30.9</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="22%" colspan="3" valign="top" style="padding:0in .7pt 0in 0in;width:22.0%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Milan Galik</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="52%" colspan="3" valign="bottom" style="padding:0in .7pt 0in 0in;width:52.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Senior Vice President, Software Development and Director</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1.3687</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="8%" valign="bottom" style="padding:0in .7pt 0in 0in;width:8.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">13.4</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="76%" colspan="7" valign="top" style="padding:0in .7pt 0in 0in;width:76.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Directors and executive officers as a group</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.0%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">91.53737</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="8%" valign="bottom" style="padding:0in .7pt 0in 0in;width:8.0%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">898.6</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.0%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> </table> <p style="margin:0in 0in 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">No additional IBG LLC or IBG Holdings LLC membership interests will be granted to employees or executive officers in connection with this offering.</font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">*  *  *  *  *</font></p> <p style="margin:0in 0in 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Capitalization</font></b></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Due to the increase in the number of shares of Class A common stock offered in the Preliminary Prospectus from 20,000,000 to 34,500,000 and the increase in the expected public offering price range from between $23.00 and $27.00 per share to between $27.00 and $31.00 per share, the “Capitalization” section has been revised as reflected below.</font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">*  *  *  *  *</font></p> <p style="font-weight:bold;margin:0in 0in 12.0pt;text-align:center;text-decoration:underline;text-transform:uppercase;"><b><u><font size="2" face="Times New Roman" style="font-size:10.0pt;text-transform:none;">CAPITALIZATION</font></u></b></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;letter-spacing:-.1pt;">The </font>following<font style="letter-spacing:-.1pt;"> table sets forth:</font></p> <p style="font-family:Times New Roman;font-size:10.0pt;letter-spacing:-.1pt;margin:0in 0in 12.0pt .25in;text-autospace:none;text-indent:-.25in;"><font size="2" face="Symbol" style="font-size:10.0pt;">·</font><font size="1" style="font-size:3.0pt;">                  </font>the capitalization of IBG LLC on an actual basis as of December 31, 2006; and</p> <p style="font-family:Times New Roman;font-size:10.0pt;letter-spacing:-.1pt;margin:0in 0in 12.0pt .25in;text-autospace:none;text-indent:-.25in;"><font size="2" face="Symbol" style="font-size:10.0pt;">·</font><font size="1" style="font-size:3.0pt;">                  </font>the capitalization of IBG LLC on a pro forma as adjusted basis, giving effect to (1) the Recapitalization as if it had occurred on December 31, 2006, (2) the sale of 34,500,000 shares of our common stock in this offering and (3) our receipt of the estimated $981.7 million in net proceeds from this offering, assuming the shares are offered at $29.00 per share, which is the midpoint of the range set forth on the cover page of this prospectus, after deducting the placement agency fee, and the application of those net proceeds to acquire membership interests in IBG LLC, as described under “Use of Proceeds.”</p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;letter-spacing:-.1pt;">You should read the unaudited financial information in this table together with the “Use of Proceeds,” “Management’s Discussion and Analysis of Financial Condition and Results of Operations,” “Description of Capital Stock” and our historical consolidated financial statements and our unaudited pro forma consolidated financial statements, along with the notes thereto, included elsewhere in this prospectus.</font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120173632140_H11160_2068530\8752-6-da.htm',USER='jmsproofassembler',CD='Apr 30 17:36 2007' --> <br clear="all" style="page-break-before:always;"> <p style="margin:0in 0in 12.0pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;letter-spacing:-.1pt;"> </font></p> <table border="1" cellspacing="0" cellpadding="0" width="100%" style="border:none;border-collapse:collapse;width:100.0%;"> <tr style="page-break-inside:avoid;"> <td width="74%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="22%" colspan="5" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:22.5%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">As of<br> December 31, 2006</font></b></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="74%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Actual</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Pro Forma</font></b></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="74%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="22%" colspan="5" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:22.5%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">(in millions)</font></b></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Long-term debt:</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Senior secured revolving credit facility(1)</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:9.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">150.0</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:9.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">150.0</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Senior notes</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">150.6</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">150.6</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total long-term debt</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">300.6</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">300.6</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Minority interest</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2,555.7</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Redeemable members’ interest(2)</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2,801.9</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Stockholders’ equity(3)</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><sup><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></sup></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><sup><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></sup></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><sup><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></sup></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><sup><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></sup></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><sup><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></sup></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Common stock—Class A, $0.01 par value: no shares authorized, issued or outstanding, actual; 1,000,000,000 shares authorized and 34,500,000 issued and outstanding pro forma as adjusted</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.3</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Common stock—Class B, $0.01 par value: no shares authorized, issued or outstanding, actual; 100 shares issued and outstanding, pro forma as adjusted authorized</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Paid-in capital(4)</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">263.5</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Accumulated other comprehensive income</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">8.5</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total stockholders’ equity</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.06%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">272.3</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="74%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:74.76%;"> <p style="margin:0in 0in .0001pt 20.0pt;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total capitalization(4)</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0in .7pt 0in 0in;width:9.06%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3,102.5</font></p> </td> <td width="2%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0in .7pt 0in 0in;width:9.06%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3,128.6</font></p> </td> <td width="0%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> </table> <div style="margin:0in 0in .0001pt;page-break-after:avoid;"><hr size="1" width="160" noshade color="black" align="left" style="width:120.0pt;"></div> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt .3in;text-indent:-.3in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;letter-spacing:-.1pt;">(1)</font><font size="1" style="font-size:3.0pt;letter-spacing:-.1pt;">               </font><font style="letter-spacing:-.1pt;">On May 19, 2006, IBG LLC entered into a $300.0 million senior secured revolving credit facility, on which facility $150.0 million has been drawn and was outstanding as of December 31, 2006.</font></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt .3in;text-indent:-.3in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;letter-spacing:-.1pt;">(2)</font><font size="1" style="font-size:3.0pt;letter-spacing:-.1pt;">               </font><font style="letter-spacing:-.1pt;">Redeemable members’ interests represent member interests in IBG LLC that are entitled to share in the consolidated profits and losses of IBG LLC. IBG LLC is a private entity owned by the members holding such member interests. As a private company, such amounts were classified historically as members’ capital. For presentation purposes, IBG LLC has applied guidance within EITF D-98 which requires securities or equity interests of a company whose redemption is outside the control of the company to be classified outside of permanent capital in the statement of financial condition. The member interests in IBG LLC can be redeemed by the members at book value at their option. Because this redemption right is deemed to be outside the control of the company, IBG LLC has reclassified all members’ capital outside of permanent capital to redeemable members’ interests in the consolidated statement of financial condition. Such reclassification was made to comply with EITF D-98 and the requirements of Regulation S-X of the Exchange Act. Redeemable members’ interests include accumulated other comprehensive income of $98.6 million.</font></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt .3in;text-indent:-.3in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;letter-spacing:-.1pt;">(3)</font><font size="1" style="font-size:3.0pt;letter-spacing:-.1pt;">               </font><font style="letter-spacing:-.1pt;">Excludes (i) approximately 1,244,271 shares of our common stock that are to be issued over time resulting from investment of accumulated earnings on Return on Investment Dollar Units in connection with the Recapitalization, and (ii) approximately 789,700 shares of our common stock that are to be issued over time in connection with our equity incentive plan. See “The Recapitalization Transactions and Our Organizational Structure” and “Management—Return on Investment Dollar Units” and “—Employee Incentive Plan.”</font></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt .3in;text-indent:-.3in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;letter-spacing:-.1pt;">(4)</font><font size="1" style="font-size:3.0pt;letter-spacing:-.1pt;">               </font><font style="letter-spacing:-.1pt;">A $1.00 increase (decrease) in the assumed initial public offering price of $29.00 per share, which is the midpoint of the range set forth on the cover page of this prospectus, would increase (decrease) each </font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120173632140_H11160_2068530\8752-6-da.htm',USER='jmsproofassembler',CD='Apr 30 17:36 2007' --> <br clear="all" style="page-break-before:always;"> <p style="margin:0in 0in 12.0pt 21.5pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;letter-spacing:-.1pt;">of paid-in capital and total capitalization by $33.8 million, assuming the number of shares offered by us, as set forth on the cover page of this prospectus, remains the same and after deducting the estimated placement agency fee payable by us.</font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">*  *  *  *  *</font></p> <p style="margin:0in 0in 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Dilution</font></b></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Due to the increase in the number of shares of Class A common stock offered in the Preliminary Prospectus from 20,000,000 to 34,500,000 and the increase in the expected public offering price range from between $23.00 and $27.00 per share to between $27.00 and $31.00 per share, the “Dilution” section has been revised as reflected below.</font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">*  *  *  *  *</font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><b><u><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">DILUTION</font></u></b></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Purchasers of shares of common stock in this offering will experience immediate and substantial dilution to the extent of the difference between the pro forma net tangible book value of the common stock and the initial public offering price. Net tangible book value per share represents the amount of our total tangible assets less our total liabilities, divided by the number of shares of our common stock outstanding. Dilution in net tangible book value per share represents the difference between the amount per share that you pay in this offering and the net tangible book value per share immediately after this offering. Dilution results from the fact that the initial public offering price is substantially in excess of the net tangible book value per share effectively attributable to existing equityholders. Our net tangible book value at December 31, 2006 was approximately $2.802 billion. Our pro forma net tangible book value at December 31, 2006, after giving effect to the Recapitalization, was $2.802 billion, or $7.00 per share of our common stock, assuming we purchased all IBG LLC membership interests held by IBG Holdings LLC and issued 400,000,000 shares of common stock to public stockholders, as of the date of this offering.</font></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">After giving effect to the sale of 34,500,000 shares of our common stock in this offering at an assumed initial public offering price of $29.00 per share, the midpoint of the range set forth on the front cover of this prospectus, and after deducting the placement agency fee and estimated offering expenses, our pro forma net tangible book value would have been $2.796 billion, or $6.99 per share, assuming we purchased all IBG LLC membership interests held by IBG Holdings LLC and issued 400,000,000 shares of common stock to public stockholders, as of the date of this offering. This represents an immediate decrease in pro forma net tangible book value of $0.01 per share to existing stockholders and an immediate dilution of $22.01 per share to investors purchasing our common stock in this offering. The following table illustrates this per share dilution:</font></p> <table border="1" cellspacing="0" cellpadding="0" width="100%" style="border:none;border-collapse:collapse;width:100.0%;"> <tr style="page-break-inside:avoid;"> <td width="80%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:80.64%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="6%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:6.88%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="6%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:6.88%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Per Share</font></b></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.82%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="80%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:80.64%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Initial public offering price per share</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="6%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:6.88%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="5%" valign="bottom" style="border:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:5.9%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">29.00</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.82%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="80%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:80.64%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Pro forma net tangible book value per share at December 31, 2006</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="5%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:5.9%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">7.00</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="6%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:6.88%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.82%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="80%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:80.64%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Change in pro forma net tangible book value per share attributable to this offering</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="5%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:5.9%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(0.01</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0.375pt 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="6%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:6.88%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.82%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="80%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:80.64%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Pro forma net tangible book value per share after this offering</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="6%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:6.88%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="5%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:5.9%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">6.99</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:.82%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="80%" valign="top" style="border:none;padding:0in .7pt 0in 0in;width:80.64%;"> <p style="margin:0in 0in .0001pt 10.0pt;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Dilution per share to new investors</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="6%" colspan="2" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:6.88%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="5%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0in .7pt 0in 0in;width:5.9%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">22.01</font></p> </td> <td width="0%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0in .7pt 0in 0in;width:.82%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> </table> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> </div><br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120173632140_H11160_2068530\8752-6-da.htm',USER='jmsproofassembler',CD='Apr 30 17:36 2007' --> <br clear="all" style="page-break-before:always;"> <div> <p style="margin:0pt 0pt 12.0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The following table summarizes on a pro forma basis as of December 31, 2006, after giving effect to this offering, the total number of shares of common stock purchased from us and the total consideration and the average price per share paid by existing equityholders and by investors participating in this offering, assuming we purchased all IBG LLC membership interests held by IBG Holdings LLC and issued a corresponding number of shares of our common stock to public stockholders, as of the date of this offering:</font></p> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <table border="1" cellspacing="0" cellpadding="0" width="100%" style="border:none;border-collapse:collapse;width:100.0%;"> <tr style="page-break-inside:avoid;"> <td width="24%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:24.9%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="27%" colspan="3" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:27.46%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Shares Purchased</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="27%" colspan="4" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:27.62%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Total Consideration</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="12%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Average Price</font></b></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.34%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="24%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:24.9%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="12%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Number</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="12%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Percent</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="12%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:12.7%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Amount</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="12%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Percent</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="12%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Per Share</font></b></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.34%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="24%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:24.9%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Existing holders</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="12%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">365,500,000</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="12%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">91.4</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="11%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:11.7%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="12%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="11%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:11.54%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.34%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="24%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:24.9%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">New investors</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="12%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">34,500,000</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="12%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">8.6</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0.375pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="11%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:11.7%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,000,500,000</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="12%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">100</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0.375pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="12%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">29.00</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.34%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="24%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:24.9%;"> <p style="margin:0pt 0pt .0001pt 30.0pt;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="12%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">400,000,000</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="12%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">100</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 1.125pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="11%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt .7pt 0pt 0pt;width:11.7%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,000,500,000</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="12%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">100</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 1.125pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">%</font></p> </td> <td width="12%" colspan="2" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt .7pt 0pt 0pt;width:12.54%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="border:none;border-bottom:double windowtext 1.5pt;padding:0pt .7pt 0pt 0pt;width:.34%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr height="0"> <td width="186" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="94" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="94" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="7" style="border:none;"></td> <td width="88" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="94" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="7" style="border:none;"></td> <td width="86" style="border:none;"></td> <td width="3" style="border:none;"></td> </tr> </table> <p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p style="margin:0pt 0pt 12.0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The number of shares of our common stock outstanding after the offering as shown above is based on the number of shares outstanding as of December 31, 2006, and excludes (i) approximately 1,244,271 restricted shares of our common stock that are to be issued upon investment of accumulated earnings on ROI Units in connection with the Recapitalization, and (ii) up to 9,200,000 restricted shares of our common stock that are issuable in the future pursuant to post offering equity incentive grants. See “The Recapitalization Transactions and Our Organizational Structure” and “Management—Return on Investment Dollar Units” and “—Employee Incentive Plan.”</font></p> <p style="margin:0pt 0pt 12.0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">A $1.00 increase (decrease) in the assumed offering price of $29.00 per share, which is the midpoint of the range set forth on the cover page of this prospectus, would increase (decrease) total consideration paid by new investors by $33.8 million, assuming the number of shares offered by us, as set forth on the cover page of this prospectus and after deducting the estimated placement agency fee payable by us.</font></p> <p align="center" style="margin:0pt 0pt 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">*  *  *  *  *</font></p> <p style="margin:0pt 0pt 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Unaudited Pro Forma Consolidated Financial Data</font></b></p> <p style="margin:0pt 0pt 12.0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Due to the increase in the number of shares of Class A common stock offered in the Preliminary Prospectus from 20,000,000 to 34,500,000 and the increase in the expected public offering price range from between $23.00 and $27.00 per share to between $27.00 and $31.00 per share, the “Unaudited Pro Forma Consolidated Financial Data” section has been revised as reflected below.</font></p> <p align="center" style="margin:0pt 0pt 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">*  *  *  *  *</font></p> <p align="center" style="margin:0pt 0pt 12.0pt;text-align:center;"><b><u><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL DATA</font></u></b></p> <p style="margin:0pt 0pt 12.0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The following unaudited pro forma consolidated financial data for the year ended December 31, 2006 are derived from IBG LLC’s historical consolidated financial statements included elsewhere in this prospectus. The unaudited pro forma financial statements should be read in conjunction with our consolidated financial statements and related notes included elsewhere in this prospectus, “Management’s Discussion and Analysis of Financial Condition and Results of Operations” and the other financial information appearing elsewhere in this prospectus.</font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120164349561_H10018_2068215\8752-6-dc.htm',USER='jmsproofassembler',CD='Apr 30 16:43 2007' --> <br clear="all" style="page-break-before:always;"> <p style="margin:0pt 0pt 12.0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The unaudited pro forma consolidated statement of income for the year ended December 31, 2006, gives pro forma effect to (1) the Recapitalization and (2) the consummation of this offering and our application of the net proceeds from this offering to purchase membership interests in IBG LLC from IBG Holdings LLC as though such transactions had occurred on January 1, 2006, and the unaudited pro forma consolidated statement of financial condition as of December 31, 2006 gives pro forma effect to such transactions as though they had occurred on December 31, 2006.</font></p> <p style="margin:0pt 0pt 12.0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">As a result of the Recapitalization, we will become the sole managing member of IBG LLC and, as such, will continue to operate and control all of the business and affairs of IBG LLC and its subsidiaries and will be able to consolidate IBG LLC’s financial results into our financial statements. We will reflect IBG Holdings LLC’s ownership interest as a minority interest in our statement of financial condition and statement of income. Our historical results will be those of IBG LLC. As a result, our net income, after excluding IBG Holdings LLC’s minority interest, will represent approximately 8.7% of IBG LLC’s net income, and similarly, outstanding shares of our common stock will represent approximately 8.7% of the outstanding membership units of IBG LLC.</font></p> <p style="margin:0pt 0pt 12.0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The unaudited pro forma consolidated financial statements reflect pro forma adjustments that are described in the accompanying notes and are based on available information and certain assumptions we believe are reasonable, but are subject to change. We have made, in our opinion, all adjustments that are necessary to present fairly the pro forma financial data. The unaudited pro forma financial data is presented for informational purposes only and should not be considered indicative of actual results of operations that would have been achieved had the Recapitalization and this offering been consummated on the dates indicated and do not purport to be indicative of balance sheet data or results of operations as of any future date or for any future period.</font></p> <p align="center" style="margin:0pt 0pt 12.0pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;letter-spacing:-.1pt;">Unaudited Pro Forma Consolidated Statement of Income</font></b></p> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <table border="1" cellspacing="0" cellpadding="0" width="100%" style="border:none;border-collapse:collapse;font-family:Times New Roman;width:100.0%;"> <tr style="page-break-inside:avoid;"> <td width="61%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="35%" colspan="8" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:35.1%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Year Ended December 31, 2006</font></b></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Historical</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Adjustments</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Pro Forma(1)</font></b></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="35%" colspan="8" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:35.1%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">(in millions, except per share data)</font></b></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Statement of Income Data:</font></b></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Revenues:</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Trading gains</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:9.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">805.1</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:9.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:9.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">805.1</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Commissions and execution fees</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">174.4</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">174.4</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Interest income</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">672.1</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">672.1</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Other income</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">85.2</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">85.2</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 30.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total revenues</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,736.8</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,736.8</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Interest expense</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">484.4</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">484.4</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total net revenues</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,252.4</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,252.4</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Non-interest expenses:</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 30.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Execution and clearing</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">313.3</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">313.3</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 30.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Employee compensation and benefits</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">110.1</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">110.1</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 30.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Occupancy, depreciation and amortization</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">22.7</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">22.7</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 30.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Communications</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">12.6</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">12.6</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 30.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">General and administrative (2)</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">32.1</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.2</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">32.3</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 40.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total non-interest expenses</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">490.8</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.2</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">491.0</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Income before income tax</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">761.6</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(0.2</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">761.4</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="font-size:10.0pt;margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Income tax expense</font><font size="1" style="font-size:6.5pt;position:relative;top:-3.0pt;"> </font>(3)(4)</p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">27.4</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">21.4</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">48.8</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="font-size:10.0pt;margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Less—Minority interest</font><font size="1" style="font-size:6.5pt;position:relative;top:-3.0pt;"> </font>(5)</p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(670.8</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0.375pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(670.8</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0.375pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> </tr> <tr height="0"> <td width="462" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="7" style="border:none;"></td> <td width="68" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="7" style="border:none;"></td> <td width="68" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="7" style="border:none;"></td> <td width="69" style="border:none;"></td> <td width="6" style="border:none;"></td> </tr> </table> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120164349561_H10018_2068215\8752-6-dc.htm',USER='jmsproofassembler',CD='Apr 30 16:43 2007' --> <br clear="all" style="page-break-before:always;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <table border="1" cellspacing="0" cellpadding="0" width="100%" style="border:none;border-collapse:collapse;width:100.0%;"> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Net income</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt .7pt 0pt 0pt;width:9.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">734.2</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt .7pt 0pt 0pt;width:9.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(692.4</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 1.125pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0pt .7pt 0pt 0pt;width:9.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">41.8</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Earnings per share(6):</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Basic</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:9.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1.21</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Diluted</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt 0pt 0pt 0pt;width:1.0%;"> <p align="left" style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0pt .7pt 0pt 0pt;width:9.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1.21</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Weighted average common shares outstanding:</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Basic</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">34,500,100</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="61%" valign="top" style="border:none;padding:0pt .7pt 0pt 0pt;width:61.7%;"> <p style="margin:0pt 0pt .0001pt 10.0pt;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Diluted</font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.06%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:2.38%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:10.22%;"> <p style="margin:0pt 0pt .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">401,244,371</font></p> </td> <td width="0%" valign="bottom" style="border:none;padding:0pt .7pt 0pt 0pt;width:.82%;"> <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> </table> <p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p align="center" style="margin:0pt 0pt 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">See accompanying notes to unaudited pro forma consolidated statement of income.</font></p> <p align="center" style="margin:0pt 0pt 12.0pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Notes to the Unaudited Pro Forma Consolidated Statement of Income</font></b></p> <p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Represents adjustments to reflect the following:</font></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0pt 0pt 12.0pt 45.0pt;text-indent:-27.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(1)</font><font size="1" style="font-size:3.0pt;">                      </font>Pro forma earnings per share calculations includes (i) the restricted shares of common stock that are to be issued upon investment of accumulated earnings on Return on Investment Dollar Units in connection with the Recapitalization, but excludes (ii) our shares of our common stock that are issuable in the future pursuant to post offering equity incentive plan. See “The Recapitalization Transactions and Our Organizational Structure” and “Management—Return on Investment Dollar Units” and “—Employee Incentive Plan.”</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0pt 0pt 12.0pt 45.0pt;text-indent:-27.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(2)</font><font size="1" style="font-size:3.0pt;">                      </font>Gives effect to Delaware franchise taxes that will be payable, estimated at $0.165 million annually.</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0pt 0pt 12.0pt 45.0pt;text-indent:-27.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(3)</font><font size="1" style="font-size:3.0pt;">                      </font>The $21.4 million income tax expense adjustments for the year ended December 31, 2006 represent the sum of the current income tax expense adjustment for this period (referenced in this footnote 3) and the deferred income tax expense adjustment for this period (referenced in footnote 4 below). Additional current income tax expense on our 8.6% investment in IBG LLC would be $7.5 million for the year ended December 31, 2006. In addition to increased currently payable income taxes, we will incur increased deferred income tax expense (see footnote 4).</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0pt 0pt 12.0pt 45.0pt;text-indent:-27.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(4)</font><font size="1" style="font-size:3.0pt;">                      </font>Additional deferred income tax expense of $13.9 million is the result of the straight-line amortization of the deferred tax asset of $207.8 million arising from the acquisition of the 8.6% member interest in IBG LLC (see footnote 3 above), and will be amortized over 15 years.</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0pt 0pt 12.0pt 45.0pt;text-indent:-27.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(5)</font><font size="1" style="font-size:3.0pt;">                      </font>Gives effect to the 91.4% interest in IBG LLC that IBG Holdings LLC will have after the Recapitalization and this offering. The adjustments are equal to 91.4% of total net income for the year ended December 31, 2006.</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0pt 0pt 12.0pt 45.0pt;text-indent:-27.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(6)</font><font size="1" style="font-size:3.0pt;">                      </font>Basic pro forma earnings per share are calculated based on the estimated 34.5 million shares of Class A common stock and 100 shares of Class B common stock being outstanding. Diluted earnings per share are calculated based on an assumed purchase by us of all remaining IBG LLC membership interests held by IBG Holdings LLC and the issuance by us of a corresponding number of shares of Class A common stock, resulting in a total of 400 million shares deemed outstanding as of the beginning of each period, as described in the caption entitled “The Recapitalization Transactions and Our Organizational Structure.” There is no</p> <p style="margin:0pt 0pt 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;"> </font></b></p> </div><br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120164349561_H10018_2068215\8752-6-dc.htm',USER='jmsproofassembler',CD='Apr 30 16:43 2007' --> <br clear="all" style="page-break-before:always;"> <div> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p style="margin:0in 0in 12.0pt 50.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">impact on earnings per share for such purchase and issuance because 100% of net income before minority interest would be available to common stockholders as IBG Holdings LLC would no longer hold a minority interest, and the full difference between the book and tax basis of IBG LLC’s assets would also be available for reducing income tax expense. Therefore, the net income utilized to calculate diluted earnings per share would be $485.0 million.</font></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">In addition, diluted weighted average common shares outstanding includes 1.2 million restricted shares to be issued upon investment of accumulated earnings on Return on Investment Dollar Units in connection with the Recapitalization. Restricted shares to be issued in connection with the employee incentive plan have been excluded from diluted weighted average common shares outstanding because such shares are non-dilutive.</font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;letter-spacing:-.1pt;">Unaudited Pro Forma Consolidated Statement of Financial Condition</font></b></p> <p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;letter-spacing:-.1pt;">As of December 31, 2006</font></b></p> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <table border="0" cellspacing="0" cellpadding="0" width="100%" style="border-collapse:collapse;width:100.0%;"> <tr style="page-break-inside:avoid;"> <td width="60%" valign="bottom" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Historical</font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="font-size:8.0pt;font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Adjustments</font></b><font face="Times New Roman">(1)</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Pro Forma</font></b></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="bottom" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="36%" colspan="8" valign="bottom" style="padding:0in .7pt 0in 0in;width:36.78%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">(in millions)</font></b></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="font-weight:bold;line-height:8.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p align="center" style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-align:center;text-indent:-10.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Assets</font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Cash and cash equivalents</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">669.3</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">669.3</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Cash and securities—segregated for regulatory purposes or deposited with clearing organizations</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3,111.8</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3,111.8</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Securities borrowed</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">10,479.2</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">10,479.2</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Securities purchased under agreements to resell</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">97.7</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">97.7</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Trading assets, at market:</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Securities owned</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">7,485.9</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">7,485.9</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Securities owned and pledged as collateral</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">8,331.9</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">8,331.9</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">15,817.8</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">15,817.8</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Other receivables:</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Customers</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">848.4</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">848.4</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Brokers, dealers and clearing organizations</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">857.0</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">857.0</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Interest</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">62.8</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">62.8</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,768.2</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,768.2</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Other assets(1)</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">136.5</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">207.8</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">344.3</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total assets</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">32,080.5</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">207.8</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">32,288.3</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p align="center" style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-align:center;text-indent:-10.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Liabilities and Members’ Capital</font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Liabilities</font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Trading liabilities—securities sold but not yet purchased, at market</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">14,785.6</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">14,785.6</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Securities loaned</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">8,026.5</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">8,026.5</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Short-term borrowings</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,296.9</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,296.9</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Other payables:</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Customers</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3,914.0</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3,914.0</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Brokers, dealers and clearing organizations</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">743.4</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">743.4</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Accounts payable, accrued expenses and other liabilities(2)</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">161.8</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">181.7</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">343.5</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Interest</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">49.8</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">49.8</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">4,869.0</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">181.7</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">5,050.7</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> </table> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120162941677_H11160_2068109\8752-6-de.htm',USER='jmsproofassembler',CD='Apr 30 16:29 2007' --> <br clear="all" style="page-break-before:always;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <table border="0" cellspacing="0" cellpadding="0" width="100%" style="border-collapse:collapse;width:100.0%;"> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Senior secured revolving credit facility</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">150.0</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">150.0</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Senior notes payable</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">150.6</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">150.6</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Minority interest(3)(4)</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2,555.7</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2,555.7</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Redeemable members’ interests:</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Accumulated other comprehensive income(5)</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">98.6</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(98.6</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Redeemable members’ interests</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2,703.3</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(2,703.3</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0.375pt 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total redeemable members’ interests</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2,801.9</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(2,801.9</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0.375pt 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">32,080.5</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(64.5</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0.375pt 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">32,016.0</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Stockholders’ equity</font></b></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Accumulated other comprehensive income(4)</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">8.5</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">8.5</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Common stock(6)</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.3</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.3</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Additional paid-in capital(6)</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">263.5</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">263.5</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total stockholders’ equity</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">—</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">272.3</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="10%" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:10.66%;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">272.3</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="60%" valign="top" style="padding:0in .7pt 0in 0in;width:60.5%;"> <p style="margin:0in 0in .0001pt 20.0pt;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Total liabilities and stockholders’ equity</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">32,080.5</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">207.8</font></p> </td> <td width="2%" valign="bottom" style="padding:0in .7pt 0in 0in;width:2.38%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="1%" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:1.0%;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="9%" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:9.68%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">32,288.3</font></p> </td> <td width="0%" valign="bottom" style="padding:0in .7pt 0in 0in;width:.34%;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr height="0"> <td width="453" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="7" style="border:none;"></td> <td width="72" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="7" style="border:none;"></td> <td width="72" style="border:none;"></td> <td width="18" style="border:none;"></td> <td width="7" style="border:none;"></td> <td width="72" style="border:none;"></td> <td width="2" style="border:none;"></td> </tr> </table> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;letter-spacing:-.1pt;">See accompanying notes to unaudited pro forma consolidated statement of financial condition.</font></p> <p style="margin:0in 0in 12.0pt;text-indent:.5in;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Notes to the Unaudited Pro Forma Consolidated Statement of Financial Condition</font></b></p> <p style="margin:0in 0in 12.0pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Represents adjustments to reflect the following:</font></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 40.0pt;text-indent:-20.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(1)</font><font size="1" style="font-size:3.0pt;">            </font>Gives effect to a deferred tax asset of $207.8 million arising from the acquisition of the 8.6% member interest in IBG LLC (see footnote 2 below). The deferred tax asset is to be amortized over 15 years. $176.7 million (85%) of the tax savings realized by us will be paid to IBG Holdings LLC and is included in accounts payable, accrued expenses and other liabilities in our pro forma consolidated statement of financial condition, with the remaining $31.1 million recorded as a permanent increase to additional paid-in capital.</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 40.0pt;text-indent:-20.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(2)</font><font size="1" style="font-size:3.0pt;">            </font>The $181.7 million adjustment to accounts payable, accrued expenses and other liabilities represents the $176.7 million of tax savings (referenced in footnote 1 above) minus existing minority interest of $0.5 million plus the $5.5 million of estimated offering expenses (referenced in footnote 6 below). Existing minority interest of $0.5 million at December 31, 2006 was reported in other liabilities in our historical financial statements and has been reclassified to minority interest in our pro forma consolidated statement of financial condition.</p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 40.0pt;text-indent:-20.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(3)</font><font size="1" style="font-size:3.0pt;">            </font>Minority interests are comprised of:</p> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <div align="center" style="font-family:Times New Roman;"> <table border="0" cellspacing="0" cellpadding="0" style="border-collapse:collapse;"> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="494" valign="top" style="padding:0in .7pt 0in 0in;width:370.75pt;"> <p style="font-size:10.0pt;margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><!-- SET mrlHTMLTableCenter -->91.4% of redeemable members’ interests of $2,801.9</p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="42" valign="bottom" style="padding:0in .7pt 0in 0in;width:31.5pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2,560.2</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="494" valign="top" style="padding:0in .7pt 0in 0in;width:370.75pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Add: existing minority interests</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="49" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:36.5pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.5</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="494" valign="top" style="padding:0in .7pt 0in 0in;width:370.75pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Less: 91.4% of direct offering costs of $5.5 million to be reimbursed by<br> IBG LLC (footnote 6)</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="49" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:36.5pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(5.0</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0.375pt 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="494" valign="top" style="padding:0in .7pt 0in 0in;width:370.75pt;"> <p style="margin:0in 0in .0001pt 10.0pt;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="42" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:31.5pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2,555.7</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> </table> </div> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 40.0pt;text-indent:-20.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(4)</font><font size="1" style="font-size:3.0pt;">            </font>Represents 8.6% of the $98.6 million in accumulated other comprehensive income included in redeemable members’ interests in the historical financial statements.</p> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120162941677_H11160_2068109\8752-6-de.htm',USER='jmsproofassembler',CD='Apr 30 16:29 2007' --> <br clear="all" style="page-break-before:always;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 40.0pt;text-indent:-20.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(5)</font><font size="1" style="font-size:3.0pt;">            </font>Gives effect to the elimination of redeemable members’ interest of IBG LLC.</p> <p style="margin:0in 0in 12.0pt 45.0pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Redeemable members’ interests represent member interests in IBG LLC that are entitled to share in the consolidated profits and losses of IBG LLC. IBG LLC is a private entity owned by the members holding such member interests. As a private company, such amounts were classified historically as members’ capital. For presentation purposes, IBG LLC has applied guidance within EITF D-98 which requires securities or equity interests of a company whose redemption is outside the control of the company to be classified outside of permanent capital in the statement of financial condition. The member interests in IBG LLC can be redeemed by the members at book value at their option. Because this redemption right is deemed to be outside the control of the company, IBG LLC has reclassified all members’ capital outside of permanent capital to redeemable members’ interests in the consolidated statement of financial condition. Such reclassification was made to comply with EITF D-98 and the requirements of Regulation S-X of the Exchange Act.</font></p> <p style="font-family:Times New Roman;font-size:10.0pt;margin:0in 0in 12.0pt 40.0pt;text-indent:-20.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(6)</font><font size="1" style="font-size:3.0pt;">            </font>The $263.5 million adjustment to additional paid-in capital is comprised of:</p> <div align="center" style="font-family:Times New Roman;"> <table border="0" cellspacing="0" cellpadding="0" style="border-collapse:collapse;"> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="505" valign="top" style="padding:0in .7pt 0in 0in;width:379.1pt;"> <p style="font-size:10.0pt;margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><!-- SET mrlHTMLTableCenter -->8.6% of redeemable members’ interests of $2,703.3 million, which is net of accumulated other comprehensive income of $98.6 million (footnote 4)</p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="32" valign="bottom" style="padding:0in .7pt 0in 0in;width:24.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">233.2</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="505" valign="top" style="padding:0in .7pt 0in 0in;width:379.1pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Add: additional paid in capital arising from recording of deferred tax asset (footnote 1)</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="39" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:29.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">31.1</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="505" valign="top" style="padding:0in .7pt 0in 0in;width:379.1pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Less:</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="39" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:29.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="505" valign="top" style="padding:0in .7pt 0in 0in;width:379.1pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Par value of 34,500,000 shares of $0.01 per share Class A common stock</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="39" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:29.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(0.3</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="505" valign="top" style="padding:0in .7pt 0in 0in;width:379.1pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">8.6% of direct offering costs of $5.5 million to be reimbursed by IBG LLC</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="39" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:29.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(0.5</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0.375pt 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="505" valign="top" style="padding:0in .7pt 0in 0in;width:379.1pt;"> <p style="margin:0in 0in .0001pt 10.0pt;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="32" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:24.0pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">263.5</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> </table> </div> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p style="margin:0in 0in .0001pt 45.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The adjustment gives effect to our issuance of 34,500,000 shares of Class A common stock, par value $0.01 per share, in connection with the Recapitalization and this offering. All net proceeds of this offering, which would be approximately $981.7 million, assuming an initial offering price of $29.00 per share of common stock (the midpoint of the range set forth on the cover page of this prospectus), will be paid to existing members of IBG LLC and accordingly such net proceeds have been accounted for as a deemed dividend applied against additional paid in capital in our unaudited pro forma consolidated statement of financial position. An additional $5.5 million in estimated offering expenses (separate from the placement agency fee reflected in the table below) will be borne by IBG LLC. The following is a sensitivity analysis of the range of proceeds for different hypothetical issuance amounts of shares of our Class A common stock in this offering, assuming an initial offering price of $29.00 per share. A range of +/-15% has been utilized. Dollar amounts except for per share price are in millions:</font></p> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <div align="center" style="font-family:Times New Roman;"> <table border="0" cellspacing="0" cellpadding="0" style="border-collapse:collapse;"> <tr style="page-break-inside:avoid;"> <td width="147" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:110.0pt;"> <p align="left" style="font-size:8.0pt;font-weight:bold;line-height:12.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><!-- SET mrlHTMLTableCenter --><font size="2" style="font-size:10.0pt;">Number of shares issued</font></p> </td> <td width="182" valign="bottom" style="padding:0in .7pt 0in 0in;width:136.3pt;"> <p align="left" style="font-weight:bold;line-height:12.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><b><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="font-weight:bold;line-height:12.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="61" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="font-weight:bold;line-height:12.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;">29,325,000</font></b></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="font-weight:bold;line-height:12.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="61" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="font-weight:bold;line-height:12.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;">34,500,000</font></b></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="font-weight:bold;line-height:12.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> <td width="61" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="font-weight:bold;line-height:12.0pt;margin:0in 0in .0001pt;page-break-after:avoid;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;">39,675,000</font></b></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="font-weight:bold;line-height:12.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></b></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="328" colspan="2" valign="top" style="padding:0in .7pt 0in 0in;width:246.3pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Class A common stock, $0.01 par value</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="54" valign="bottom" style="padding:0in .7pt 0in 0in;width:40.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.3</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="54" valign="bottom" style="padding:0in .7pt 0in 0in;width:40.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.3</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="54" valign="bottom" style="padding:0in .7pt 0in 0in;width:40.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.4</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="328" colspan="2" valign="top" style="padding:0in .7pt 0in 0in;width:246.3pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Additional paid in capital</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">850.1</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,000.2</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,150.2</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="328" colspan="2" valign="top" style="padding:0in .7pt 0in 0in;width:246.3pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Gross proceeds</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">850.4</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,000.5</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,150.6</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="328" colspan="2" valign="top" style="padding:0in .7pt 0in 0in;width:246.3pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Less: placement agency fee</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(15.9</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(18.8</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(21.6</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="328" colspan="2" valign="top" style="padding:0in .7pt 0in 0in;width:246.3pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Net proceeds</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">834.5</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">981.7</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1,129.0</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> <tr style="page-break-inside:avoid;"> <td width="328" colspan="2" valign="top" style="padding:0in .7pt 0in 0in;width:246.3pt;"> <p style="margin:0in 0in .0001pt 10.0pt;page-break-after:avoid;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Less: paid to existing members</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="61" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(834.5</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0.375pt 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="61" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(981.7</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0.375pt 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> <td width="61" colspan="2" valign="bottom" style="border:none;border-bottom:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:45.7pt;"> <p style="margin:0in 0in .0001pt;page-break-after:avoid;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(1,129.0</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0.375pt 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">)</font></p> </td> </tr> <tr bgcolor="#CCEEFF" style="page-break-inside:avoid;"> <td width="328" colspan="2" valign="top" style="padding:0in .7pt 0in 0in;width:246.3pt;"> <p style="margin:0in 0in .0001pt 10.0pt;text-indent:-10.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Net effect of proceeds on additional paid in capital</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="54" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:40.7pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.0</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="54" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:40.7pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.0</font></p> </td> <td width="16" valign="bottom" style="padding:0in .7pt 0in 0in;width:12.0pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> <td width="7" valign="bottom" style="border:none;border-bottom:double windowtext 2.25pt;padding:0in 0in 0in 0in;width:5.0pt;"> <p align="left" style="margin:0in 0in .0001pt;text-align:left;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">$</font></p> </td> <td width="54" valign="bottom" style="border-bottom:double windowtext 2.25pt;border-left:none;border-right:none;border-top:solid windowtext 1.0pt;padding:0in .7pt 0in 0in;width:40.7pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">0.0</font></p> </td> <td width="6" valign="bottom" style="padding:0in .7pt 0in 0in;width:4.15pt;"> <p style="margin:0in 0in .0001pt;text-align:right;"><font size="2" face="Times New Roman" style="font-size:1.0pt;"> </font></p> </td> </tr> </table> </div> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120162941677_H11160_2068109\8752-6-de.htm',USER='jmsproofassembler',CD='Apr 30 16:29 2007' --> <br clear="all" style="page-break-before:always;"> <p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;"> </font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">*  *  *  *  *</font></p> <p style="margin:0in 0in 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Forward-Looking Statements</font></b></p> <p style="margin:0in 0in 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Some of the statements contained in this free writing prospectus may constitute forward-looking statements within the meaning of the federal securities laws. Statements that are not historical facts, including statements about our beliefs and expectations, are forward-looking statements. These statements are not guarantees of future performance and involve risks, uncertainties and assumptions that are difficult to predict.  More detailed information about factors that may affect our performance may be found under “Risk Factors” in the preliminary prospectus.  Any forward-looking statements included in this free writing prospectus are based on information available to us on the date of this free writing prospectus. We undertake no obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise.</font></p> <p align="center" style="margin:0in 0in 12.0pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">*  *  *  *  *</font></p> <p style="margin:0in 0in 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">The Company has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates.  Before you invest, you should read the prospectus in that registration statement and other documents the Company has filed with the SEC for more complete information about the Company and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the Company will make the latest prospectus available at ipo.interactivebrokers.com.</font></b></p> </div><br><hr size="3" width="100%" noshade color="#010101" align="center"> <!-- SEQ.=1,FOLIO='',FILE='C:\fc\120162941677_H11160_2068109\8752-6-de.htm',USER='jmsproofassembler',CD='Apr 30 16:29 2007' --> </body> </html> </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----