The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | COM | 90214J101 | 289 | 7,680 | SH | SOLE | 0 | 0 | 7,680 | ||
2U INC | COM | 90214J101 | 245 | 6,500 | SH | OTR | 0 | 6,500 | 0 | ||
A H BELO CORP | COM | 001282102 | 86 | 23,175 | SH | SOLE | 0 | 0 | 23,175 | ||
ABBOTT LABS | COM | 002824100 | 323 | 3,840 | SH | SOLE | 0 | 0 | 3,840 | ||
ABBVIE INC | COM | 00287Y109 | 279 | 3,840 | SH | SOLE | 0 | 0 | 3,840 | ||
ABERDEEN ASIA-PACIFIC INCOME F | COM | 003009107 | 54 | 12,800 | SH | SOLE | 0 | 0 | 12,800 | ||
AFLAC INC | COM | 001055102 | 222 | 4,050 | SH | SOLE | 0 | 0 | 4,050 | ||
ALLERGAN PLC | COM | G0177J108 | 500 | 2,986 | SH | SOLE | 0 | 0 | 2,986 | ||
ALPHABET INC CAP STK CL C | COM | 02079K107 | 1,650 | 1,526 | SH | SOLE | 0 | 0 | 1,526 | ||
ALPHABET INC CL A | COM | 02079K305 | 1,575 | 1,455 | SH | SOLE | 0 | 0 | 1,455 | ||
AMAZON INC | COM | 023135106 | 5,018 | 2,650 | SH | SOLE | 0 | 0 | 2,650 | ||
APPLE INC | COM | 037833100 | 959 | 4,844 | SH | SOLE | 0 | 0 | 4,844 | ||
ASPEN GROUP INC | COM | 04530L203 | 256 | 67,390 | SH | SOLE | 0 | 0 | 67,390 | ||
ASPEN GROUP INC | COM | 04530L203 | 154 | 40,540 | SH | OTR | 0 | 40,540 | 0 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 1,261 | 7,628 | SH | SOLE | 0 | 0 | 7,628 | ||
AXCELIS TECHNOLOGIES INC | COM | 054540208 | 866 | 57,525 | SH | SOLE | 0 | 0 | 57,525 | ||
AXCELIS TECHNOLOGIES INC | COM | 054540208 | 451 | 30,000 | SH | OTR | 0 | 30,000 | 0 | ||
BARRETT BUSINESS SERVICES INC | COM | 068463108 | 545 | 6,600 | SH | SOLE | 0 | 0 | 6,600 | ||
BAYTEX ENERGY CORP | COM | 07317Q105 | 77 | 49,680 | SH | SOLE | 0 | 0 | 49,680 | ||
BECTON DICKINSON & CO | COM | 075887109 | 840 | 3,334 | SH | SOLE | 0 | 0 | 3,334 | ||
BERKSHIRE HATHAWAY INC DEL CL | COM | 084670702 | 944 | 4,430 | SH | SOLE | 0 | 0 | 4,430 | ||
BIOLIFE SOLUTIONS INC | COM | 09062W204 | 313 | 18,445 | SH | SOLE | 0 | 0 | 18,445 | ||
BIOLIFE SOLUTIONS INC | COM | 09062W204 | 180 | 10,600 | SH | OTR | 0 | 10,600 | 0 | ||
BLACK KNIGHT INC | COM | 09215C105 | 726 | 12,063 | SH | SOLE | 0 | 0 | 12,063 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 1,159 | 26,100 | SH | SOLE | 0 | 0 | 26,100 | ||
BMC STK HLDGS INC | COM | 05591B109 | 280 | 13,200 | SH | SOLE | 0 | 0 | 13,200 | ||
BROOKS AUTOMATION INC | COM | 114340102 | 323 | 8,330 | SH | SOLE | 0 | 0 | 8,330 | ||
CASTLIGHT HEALTH INC CL B | COM | 14862Q100 | 529 | 163,630 | SH | SOLE | 0 | 0 | 163,630 | ||
CASTLIGHT HEALTH INC CL B | COM | 14862Q100 | 323 | 100,000 | SH | OTR | 0 | 100,000 | 0 | ||
CHEGG INC | COM | 163092109 | 1,619 | 41,950 | SH | SOLE | 0 | 0 | 41,950 | ||
CHEGG INC | COM | 163092109 | 824 | 21,350 | SH | OTR | 0 | 21,350 | 0 | ||
CHEMBIO DIAGNOSTICS INC | COM | 163572209 | 490 | 80,450 | SH | SOLE | 0 | 0 | 80,450 | ||
CHEMBIO DIAGNOSTICS INC | COM | 163572209 | 274 | 45,000 | SH | OTR | 0 | 45,000 | 0 | ||
CHEVRON CORP | COM | 166764100 | 220 | 1,765 | SH | SOLE | 0 | 0 | 1,765 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 1,461 | 26,700 | SH | SOLE | 0 | 0 | 26,700 | ||
CONOCOPHILLIPS | COM | 20825C104 | 302 | 4,945 | SH | SOLE | 0 | 0 | 4,945 | ||
CORE LABORATORIES NV | COM | N22717107 | 379 | 7,248 | SH | SOLE | 0 | 0 | 7,248 | ||
CRAY INC | COM | 225223304 | 485 | 13,930 | SH | SOLE | 0 | 0 | 13,930 | ||
CRAY INC | COM | 225223304 | 279 | 8,000 | SH | OTR | 0 | 8,000 | 0 | ||
CRESCENT PT ENERGY CORP | COM | 22576C101 | 71 | 21,350 | SH | SOLE | 0 | 0 | 21,350 | ||
CRESTWOOD EQUITY PARTNERS LP U | COM | 226344208 | 1,574 | 44,000 | SH | SOLE | 0 | 0 | 44,000 | ||
CRYOPORT INC | COM | 229050307 | 1,120 | 61,150 | SH | SOLE | 0 | 0 | 61,150 | ||
CRYOPORT INC | COM | 229050307 | 550 | 30,000 | SH | OTR | 0 | 30,000 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 529 | 9,700 | SH | SOLE | 0 | 0 | 9,700 | ||
CYBEROPTICS CORP | COM | 232517102 | 812 | 50,060 | SH | SOLE | 0 | 0 | 50,060 | ||
CYBEROPTICS CORP | COM | 232517102 | 779 | 48,000 | SH | OTR | 0 | 48,000 | 0 | ||
DATA I O CORP | COM | 237690102 | 980 | 217,710 | SH | SOLE | 0 | 0 | 217,710 | ||
DATA I O CORP | COM | 237690102 | 342 | 76,000 | SH | OTR | 0 | 76,000 | 0 | ||
DESIGNER BRANDS INC CL A | COM | 250565108 | 536 | 27,935 | SH | SOLE | 0 | 0 | 27,935 | ||
DESIGNER BRANDS INC CL A | COM | 250565108 | 337 | 17,575 | SH | OTR | 0 | 17,575 | 0 | ||
EATON VANCE TAX ADVANTAGED DIV | COM | 27828G107 | 547 | 22,997 | SH | SOLE | 0 | 0 | 22,997 | ||
EMERSON ELEC CO | COM | 291011104 | 552 | 8,275 | SH | SOLE | 0 | 0 | 8,275 | ||
FACEBOOK INC CL A | COM | 30303M102 | 367 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
FIDELITY INTERMED BOND FUND | COM | 315912105 | 275 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
FIDELITY NATL FINL INC NEW FNF | COM | 31620R303 | 1,896 | 47,053 | SH | SOLE | 0 | 0 | 47,053 | ||
FIDELITY NATL INFORMATION SVCS | COM | 31620M106 | 277 | 2,255 | SH | SOLE | 0 | 0 | 2,255 | ||
FIRST AMERN FINL CORP | COM | 31847R102 | 715 | 13,321 | SH | SOLE | 0 | 0 | 13,321 | ||
FIRST BANCORP P R | COM | 318672706 | 928 | 84,100 | SH | SOLE | 0 | 0 | 84,100 | ||
FISERV INC | COM | 337738108 | 1,127 | 12,368 | SH | SOLE | 0 | 0 | 12,368 | ||
FITBIT INC CL A | COM | 33812L102 | 330 | 74,925 | SH | SOLE | 0 | 0 | 74,925 | ||
GANNETT SPINCO INC | COM | 36473H104 | 621 | 76,060 | SH | SOLE | 0 | 0 | 76,060 | ||
GANNETT SPINCO INC | COM | 36473H104 | 490 | 60,000 | SH | OTR | 0 | 60,000 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 122 | 11,590 | SH | SOLE | 0 | 0 | 11,590 | ||
GENERAL MILLS INC | COM | 370334104 | 202 | 3,840 | SH | SOLE | 0 | 0 | 3,840 | ||
GEO GROUP INC | COM | 36162J106 | 413 | 19,650 | SH | SOLE | 0 | 0 | 19,650 | ||
GLOBAL PARTNERS LP | COM | 37946R109 | 452 | 22,683 | SH | SOLE | 0 | 0 | 22,683 | ||
GRAFTECH INTL LTD | COM | 384313508 | 306 | 26,600 | SH | SOLE | 0 | 0 | 26,600 | ||
HESS MIDSTREAM PARTNERS LP UNI | COM | 428104103 | 19 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
HESS MIDSTREAM PARTNERS LP UNI | COM | 428104103 | 390 | 20,000 | SH | OTR | 0 | 20,000 | 0 | ||
HEWLETT PACKARD ENTERPRISE CO | COM | 42824C109 | 416 | 27,830 | SH | SOLE | 0 | 0 | 27,830 | ||
HEWLETT PACKARD ENTERPRISE CO | COM | 42824C109 | 229 | 15,350 | SH | OTR | 0 | 15,350 | 0 | ||
HMS HLDGS CORP | COM | 40425J101 | 831 | 25,650 | SH | SOLE | 0 | 0 | 25,650 | ||
IMMERSION CORP | COM | 452521107 | 686 | 90,140 | SH | SOLE | 0 | 0 | 90,140 | ||
IMMERSION CORP | COM | 452521107 | 244 | 32,000 | SH | OTR | 0 | 32,000 | 0 | ||
INTERNATIONAL BUSINESS MACHS C | COM | 459200101 | 234 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
INVESCO EXCHANGE TRADED FD TR | COM | 46137V357 | 592 | 5,490 | SH | SOLE | 0 | 0 | 5,490 | ||
INVESCO MUN TR | COM | 46131J103 | 123 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
INVESCO QQQ TR UNIT SER 1 | COM | 46090E103 | 1,001 | 5,359 | SH | SOLE | 0 | 0 | 5,359 | ||
ISHARES TR NASDAQ BIOTECHNOLOG | COM | 464287556 | 429 | 3,930 | SH | SOLE | 0 | 0 | 3,930 | ||
KOPIN CORP | COM | 500600101 | 481 | 441,060 | SH | SOLE | 0 | 0 | 441,060 | ||
KOPIN CORP | COM | 500600101 | 246 | 225,470 | SH | OTR | 0 | 225,470 | 0 | ||
LANDMARK INFRASTRUCTURE PARTNE | COM | 51508J108 | 525 | 31,180 | SH | SOLE | 0 | 0 | 31,180 | ||
LIGHTPATH TECHNOLOGIES INC CL | COM | 532257805 | 52 | 56,800 | SH | SOLE | 0 | 0 | 56,800 | ||
MESOBLAST LTD SPONSORED ADR IS | COM | 590717104 | 1,029 | 193,700 | SH | SOLE | 0 | 0 | 193,700 | ||
MESOBLAST LTD SPONSORED ADR IS | COM | 590717104 | 166 | 31,200 | SH | OTR | 0 | 31,200 | 0 | ||
MFS INTERNEDIATE INCOME TRUST | COM | 55273C107 | 389 | 100,860 | SH | SOLE | 0 | 0 | 100,860 | ||
MICROSOFT CORP COM | COM | 594918104 | 6,052 | 45,180 | SH | SOLE | 0 | 0 | 45,180 | ||
MOODYS CORP COM | COM | 615369105 | 2,754 | 14,100 | SH | SOLE | 0 | 0 | 14,100 | ||
NAVIGATOR HLDGS LTD SHS ISIN#M | COM | Y62132108 | 966 | 103,225 | SH | SOLE | 0 | 0 | 103,225 | ||
NOVARTIS AG SPONSORED ADR | COM | 66987V109 | 594 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
NUVEEN NEW YORK MUN VALUE FD 2 | COM | 670706100 | 358 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
NUVEEN NEW YORK MUNICIPAL VALU | COM | 67062M105 | 996 | 100,000 | SH | SOLE | 0 | 0 | 100,000 | ||
NOVO NORDISK A.S. ADR FORMERLY | COM | 670100205 | 6,485 | 127,050 | SH | SOLE | 0 | 0 | 127,050 | ||
NUANCE COMMUNICATIONS INC COM | COM | 67020Y100 | 456 | 28,550 | SH | SOLE | 0 | 0 | 28,550 | ||
NUANCE COMMUNICATIONS INC COM | COM | 67020Y100 | 303 | 19,000 | SH | OTR | 0 | 19,000 | 0 | ||
ONEOK INC NEW COM | COM | 682680103 | 750 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
ORGANOVO HLDGS INC COM | COM | 68620A104 | 68 | 130,675 | SH | SOLE | 0 | 0 | 130,675 | ||
ORGANOVO HLDGS INC COM | COM | 68620A104 | 70 | 133,000 | SH | OTR | 0 | 133,000 | 0 | ||
ORION ENERGY SYS INC COM | COM | 686275108 | 689 | 231,850 | SH | SOLE | 0 | 0 | 231,850 | ||
ORION ENERGY SYS INC COM | COM | 686275108 | 386 | 130,000 | SH | OTR | 0 | 130,000 | 0 | ||
PC TEL INC COM | COM | 69325Q105 | 176 | 39,835 | SH | SOLE | 0 | 0 | 39,835 | ||
PC TEL INC COM | COM | 69325Q105 | 133 | 30,000 | SH | OTR | 0 | 30,000 | 0 | ||
PERCEPTRON INC | COM | 71361F100 | 522 | 117,393 | SH | SOLE | 0 | 0 | 117,393 | ||
PERCEPTRON INC | COM | 71361F100 | 222 | 50,000 | SH | OTR | 0 | 50,000 | 0 | ||
PHOTRONICS INC | COM | 719405102 | 484 | 59,050 | SH | SOLE | 0 | 0 | 59,050 | ||
POPULAR INC COM NEW | COM | 733174700 | 1,256 | 23,150 | SH | SOLE | 0 | 0 | 23,150 | ||
POWER INTEGRATIONS INC COM | COM | 739276103 | 529 | 6,600 | SH | SOLE | 0 | 0 | 6,600 | ||
PRETIUM RES INC COM ISIN#CA741 | COM | 74139C102 | 381 | 38,100 | SH | SOLE | 0 | 0 | 38,100 | ||
PROTECTIVE INS CORP CL B | COM | 74368L203 | 189 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
PUTNAM MASTER INTER INCOME TRU | COM | 746909100 | 785 | 170,954 | SH | SOLE | 0 | 0 | 170,954 | ||
ROYAL DUTCH SHELL PLC SPONSORE | COM | 780259206 | 1,243 | 19,100 | SH | SOLE | 0 | 0 | 19,100 | ||
RTW RETAILWINDS INC COM | COM | 74980D100 | 563 | 331,120 | SH | SOLE | 0 | 0 | 331,120 | ||
SCORPIO TANKERS INC REGISTERED | COM | Y7542C130 | 756 | 25,600 | SH | SOLE | 0 | 0 | 25,600 | ||
SEABRIDGE GOLD INC COM | COM | 811916105 | 665 | 49,130 | SH | SOLE | 0 | 0 | 49,130 | ||
SINCLAIR BROADCAST GROUP INC C | COM | 829226109 | 767 | 14,300 | SH | SOLE | 0 | 0 | 14,300 | ||
SONY CORP ADR AMERN SH NEW | COM | 835699307 | 1,137 | 21,700 | SH | SOLE | 0 | 0 | 21,700 | ||
SPDR S&P 500 ETF TR TR UNIT | COM | 78462F103 | 2,276 | 7,769 | SH | SOLE | 0 | 0 | 7,769 | ||
SYNCHRONY FINL COM | COM | 87165B103 | 629 | 18,150 | SH | SOLE | 0 | 0 | 18,150 | ||
TARGA RES CORP COM | COM | 87612G101 | 800 | 20,375 | SH | SOLE | 0 | 0 | 20,375 | ||
THE ONE GROUP HOSPITALITY INC | COM | 88338K103 | 326 | 102,005 | SH | SOLE | 0 | 0 | 102,005 | ||
THOMSON REUTERS CORP REGISTERE | COM | 884903709 | 2,065 | 32,034 | SH | SOLE | 0 | 0 | 32,034 | ||
TORTOISE ENERGY INFRASTRUCTURE | COM | 89147L100 | 406 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
USA COMPRESSION PARTNERS LP CO | COM | 90290N109 | 775 | 43,600 | SH | SOLE | 0 | 0 | 43,600 | ||
VERIZON COMMUNICATIONS INC COM | COM | 92343V104 | 1,814 | 31,749 | SH | SOLE | 0 | 0 | 31,749 | ||
VERMILION ENERGY INC COM ISIN# | COM | 923725105 | 367 | 16,850 | SH | SOLE | 0 | 0 | 16,850 | ||
WILEY JOHN & SONS INC CL A | COM | 968223206 | 344 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
WILLIAMS COS INC COM | COM | 969457100 | 577 | 20,590 | SH | SOLE | 0 | 0 | 20,590 |