0001104659-23-074154.txt : 20230623
0001104659-23-074154.hdr.sgml : 20230623
20230623122201
ACCESSION NUMBER: 0001104659-23-074154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230622
FILED AS OF DATE: 20230623
DATE AS OF CHANGE: 20230623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBrien Thomas M
CENTRAL INDEX KEY: 0001381048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38290
FILM NUMBER: 231036368
MAIL ADDRESS:
STREET 1: C/O STATE BANK OF LONG ISLAND
STREET 2: 2 JERICHO PLAZA
CITY: JERICHO
STATE: NY
ZIP: 11753
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sterling Bancorp, Inc.
CENTRAL INDEX KEY: 0001680379
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 382424834
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE TOWNE SQUARE
STREET 2: SUITE 1900
CITY: SOUTHFIELD
STATE: MI
ZIP: 48076
BUSINESS PHONE: 248-351-3495
MAIL ADDRESS:
STREET 1: ONE TOWNE SQUARE
STREET 2: SUITE 1900
CITY: SOUTHFIELD
STATE: MI
ZIP: 48076
4
1
tm2319547-1_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-06-22
0
0001680379
Sterling Bancorp, Inc.
SBT
0001381048
OBrien Thomas M
C/O STERLING BANCORP, INC.
ONE TOWNE SQUARE, SUITE 1900
SOUTHFIELD
MI
48076
0
1
0
0
CHIEF EXECUTIVE OFFICER
0
Common Stock
2023-06-22
4
A
0
366973
5.45
A
666973
D
Common Stock
4788
I
401(k) Plan
Represents an award of restricted stock pursuant to the Sterling Bancorp, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). The restricted stock will vest as follows: 121,101 shares on January 2, 2024, 121,101 shares on July 2, 2024, and 124,771 shares on January 2, 2025, subject to continued Service on each date, or, if earlier, upon death or Disability or a Change of Control, all as specified in the Plan.
The reporting person holds units in the issuer's unitized stock fund in the Sterling Bank & Trust 401(k) Plan (the "401(k) Plan"), consisting primarily of the issuer's Common Stock and the remainder in cash or cash equivalents. The number of shares in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and attributed to the reporting person as a 401(k) Plan participant.
/s/ Thomas M. O'Brien by Elizabeth M. Keogh, attorney-in-fact
2023-06-23