0001104659-23-074154.txt : 20230623 0001104659-23-074154.hdr.sgml : 20230623 20230623122201 ACCESSION NUMBER: 0001104659-23-074154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230622 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBrien Thomas M CENTRAL INDEX KEY: 0001381048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38290 FILM NUMBER: 231036368 MAIL ADDRESS: STREET 1: C/O STATE BANK OF LONG ISLAND STREET 2: 2 JERICHO PLAZA CITY: JERICHO STATE: NY ZIP: 11753 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Bancorp, Inc. CENTRAL INDEX KEY: 0001680379 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 382424834 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE TOWNE SQUARE STREET 2: SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 BUSINESS PHONE: 248-351-3495 MAIL ADDRESS: STREET 1: ONE TOWNE SQUARE STREET 2: SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 4 1 tm2319547-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-06-22 0 0001680379 Sterling Bancorp, Inc. SBT 0001381048 OBrien Thomas M C/O STERLING BANCORP, INC. ONE TOWNE SQUARE, SUITE 1900 SOUTHFIELD MI 48076 0 1 0 0 CHIEF EXECUTIVE OFFICER 0 Common Stock 2023-06-22 4 A 0 366973 5.45 A 666973 D Common Stock 4788 I 401(k) Plan Represents an award of restricted stock pursuant to the Sterling Bancorp, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). The restricted stock will vest as follows: 121,101 shares on January 2, 2024, 121,101 shares on July 2, 2024, and 124,771 shares on January 2, 2025, subject to continued Service on each date, or, if earlier, upon death or Disability or a Change of Control, all as specified in the Plan. The reporting person holds units in the issuer's unitized stock fund in the Sterling Bank & Trust 401(k) Plan (the "401(k) Plan"), consisting primarily of the issuer's Common Stock and the remainder in cash or cash equivalents. The number of shares in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and attributed to the reporting person as a 401(k) Plan participant. /s/ Thomas M. O'Brien by Elizabeth M. Keogh, attorney-in-fact 2023-06-23