-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E7aK82Qqum4tU/Dz7ylzkFuXFwGwyjqkjzXggIzYoHkg4uDSvL5jdL4u+awjcQG8 sO14txVOkWkgo2vNrp3kxg== 0000890163-06-000760.txt : 20061117 0000890163-06-000760.hdr.sgml : 20061117 20061117130639 ACCESSION NUMBER: 0000890163-06-000760 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061031 FILED AS OF DATE: 20061117 DATE AS OF CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHEFFIELD PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000894158 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 133808303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1220 GLENMORE DRIVE CITY: APOPKA STATE: FL ZIP: 32712 BUSINESS PHONE: 407-880-2213 MAIL ADDRESS: STREET 1: 1220 GLENMORE DRIVE CITY: APOPKA STATE: FL ZIP: 32712 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19940606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bisgaier Charles PhD CENTRAL INDEX KEY: 0001381030 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12584 FILM NUMBER: 061225813 BUSINESS ADDRESS: BUSINESS PHONE: 7343327800 MAIL ADDRESS: STREET 1: 3985 RESEARCH PARK DRIVE CITY: ANN ARBOR STATE: MI ZIP: 48108 3 1 s11-6851b_ex.xml X0202 3 2006-10-31 0 0000894158 SHEFFIELD PHARMACEUTICALS INC SFPH 0001381030 Bisgaier Charles PhD C/O 3985 RESEARCH PARK DRIVE ANN ARBOR MI 48108 1 0 0 0 Common Stock 148655 I Through Bisgaier Family LLC Common Stock 74327 I Stanley G. Bisgaier Trust Common Stock 74327 I Dena M. Bisgaier Trust Warrants .74 2006-10-31 2011-10-30 Common Stock 74327 I Through Bisgaier Family LLC Stock Option .6149 2006-05-31 2016-05-30 Common Stock 166063 D Stock Option .6149 2016-05-30 Common Stock 1826693 D Warrants .74 2006-10-31 2011-10-30 Common Stock 37164 I Stanley G. Bisgaier Trust Warrants .74 2006-10-31 2011-10-30 Common Stock 37164 I Dena M. Bisgaier Trust Vests in quarterly increments over three years begining May 31, 2006 /s/ Charles L. Bisgaier 2006-11-17 -----END PRIVACY-ENHANCED MESSAGE-----