0001179110-19-010568.txt : 20190924 0001179110-19-010568.hdr.sgml : 20190924 20190924134711 ACCESSION NUMBER: 0001179110-19-010568 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190924 FILED AS OF DATE: 20190924 DATE AS OF CHANGE: 20190924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serdensky Evan Loring CENTRAL INDEX KEY: 0001789174 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21982 FILM NUMBER: 191110298 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM STRATEGIC OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001380936 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CLAYMORE/GUGGENHEIM STRATEGIC OPPORTUNITIES FUND DATE OF NAME CHANGE: 20090630 FORMER COMPANY: FORMER CONFORMED NAME: Claymore/Guggenheim Strategic Opportunities Fund DATE OF NAME CHANGE: 20070605 FORMER COMPANY: FORMER CONFORMED NAME: Claymore Strategic Opportunities Fund DATE OF NAME CHANGE: 20061113 3 1 edgar.xml FORM 3 - X0206 3 2019-09-24 1 0001380936 GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF 0001789174 Serdensky Evan Loring 227 WEST MONROE STREET CHICAGO IL 60606 0 0 0 1 Portfolio Manager /s/ Evan Loring Serdensky, By Mark E. Mathiasen Pursuant to a POA 2019-09-24 EX-24 2 poaserdensky.txt POWER OF ATTORNEY The undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the '1934 Act'), with respect to Guggenheim Strategic Opportunities Fund, a Delaware statutory trust, hereby authorizes, designates and appoints Amy J. Lee, Mark E. Mathiasen or Michael P. Megaris to act as attorney-in-fact to execute and file statements on Form 3, Form 4 and Form 5 and any successor forms adopted by the Securities Exchange Commission, as required by the 1934 Act and the Investment Company Act of 1940, as amended,and the rules thereunder,and to take such other actions as such attorney-in-fact may deem necessary or appropriate in connection with such statements, hereby confirming and ratifying all actions that such attorney-in-fact has taken or may take in reliance hereon. This power of attorney shall continue in effect until the undersigned no longer has an obligation to file statements under the section cited above, or until specifically terminated in writing by the undersigned. IN WITNESS WHEREOF, the undersigned has duly executed this power of attorney on the 17th day of September, 2019. Signature /s/ Evan Loring Serdensky