0001575610-16-000003.txt : 20160916 0001575610-16-000003.hdr.sgml : 20160916 20160916135900 ACCESSION NUMBER: 0001575610-16-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160914 FILED AS OF DATE: 20160916 DATE AS OF CHANGE: 20160916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TriState Capital Holdings, Inc. CENTRAL INDEX KEY: 0001380846 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204929029 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 BUSINESS PHONE: (412) 304-0304 MAIL ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: TriState Capital Holdings Inc DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: Tristate CapitalHoldings Inc DATE OF NAME CHANGE: 20061113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Casey Helen Hanna CENTRAL INDEX KEY: 0001575610 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35913 FILM NUMBER: 161889042 MAIL ADDRESS: STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC. STREET 2: ONE OXFORD CENTRE, SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15219 4 1 wf-form4_147404872024766.xml FORM 4 X0306 4 2016-09-14 0 0001380846 TriState Capital Holdings, Inc. TSC 0001575610 Casey Helen Hanna ONE OXFORD CENTRE 301 GRANT STREET, SUITE 2700 PITTSBURGH PA 15219 1 0 0 0 Common Stock 2016-09-14 4 M 0 5000 10 A 31055 D Common Stock 2016-09-14 4 M 0 5000 10 A 36055 D Common Stock 15000 D Stock Options (Right to Buy) 10.0 2016-09-14 4 M 0 5000 0 D 2010-06-18 2017-12-18 Common Stock 5000.0 0 D Stock Options (Right to Buy) 10.0 2016-09-14 4 M 0 5000 0 D 2009-07-22 2017-01-22 Common Stock 5000.0 0 D Stock Options (Right to Buy) 12.0 2011-06-18 2018-12-18 Common Stock 6000.0 6000 D Stock Options (Right to Buy) 8.75 2012-06-15 2019-12-15 Common Stock 6000.0 6000 D Stock Options (Right to Buy) 8.0 2013-06-30 2020-12-31 Common Stock 6000.0 6000 D Stock Options (Right to Buy) 10.25 2015-06-30 2022-12-31 Common Stock 6000.0 6000 D Stock Options (Right to Buy) 11.78 2016-06-13 2023-12-13 Common Stock 6000.0 6000 D Stock Options (Right to Buy) 9.32 2014-06-30 2021-12-31 Common Stock 6000.0 6000 D Shares held jointly of record by the Reporting Person and her spouse. 2,500 of these options vested and became exercisable on or about 06/18/2010, and the remaining 2,500 options vested and became exercisable on 12/18/2012. 2,500 of these options vested and became exercisable on or about 07/22/2009, and the remaining 2,500 options vested and became exercisable on 01/22/2012. 3,000 of these options vested and became exercisable on or about 06/18/2011, and the remaining 3,000 options vested and became exercisable on 12/18/2013. 3,000 of these options vested and became exercisable on or about 06/15/2012, and the remaining 3,000 options vested and became exercisable on 12/15/2014. 3,000 of these options vested and became exercisable on or about 06/30/2013, and the remaining 3,000 options vested and became exercisable on 12/31/2015. 3,000 of these options vested and became exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017. 3,000 of these options vested and became exercisable on or about 6/13/2016, and the remaining 3,000 options will vest and become exercisable on 12/13/2018. 3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016. /s/ Keevican Weiss Bauerle & Hirsch LLC by David J. Hirsch, Attorney-in-Fact 2016-09-15