0001575462-16-000006.txt : 20160826
0001575462-16-000006.hdr.sgml : 20160826
20160826174112
ACCESSION NUMBER: 0001575462-16-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160825
FILED AS OF DATE: 20160826
DATE AS OF CHANGE: 20160826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sullivan Mark L.
CENTRAL INDEX KEY: 0001575462
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 161855675
MAIL ADDRESS:
STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC.
STREET 2: ONE OXFORD CENTRE, SUITE 200
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
4
1
wf-form4_147224765946749.xml
FORM 4
X0306
4
2016-08-25
0
0001380846
TriState Capital Holdings, Inc.
TSC
0001575462
Sullivan Mark L.
ONE OXFORD CENTRE
301 GRANT STREET, SUITE 2700
PITTSBURGH
PA
15219
1
1
0
0
VICE CHAIRMAN AND CFO
Stock Options (Right to Buy)
10.0
2016-08-25
4
D
0
50000
4.74
D
2009-07-22
2017-01-22
Common Stock
50000.0
300000
D
250,000 of the original grant of 500,000 options vested and became exercisable on or about 07/22/2009, and the remaining 250,000 options vested and became exercisable on 01/22/2012.
The option was canceled as to 50,000 shares by mutual agreement of the reporting person and TriState Capital Holdings, Inc. The reporting person received $237,000 as consideration for the cancellation.
/s/ Keevican Weiss Bauerle & Hirsch LLC by David J. Hirsch, Attorney-in-Fact
2016-08-26