0001575462-16-000006.txt : 20160826 0001575462-16-000006.hdr.sgml : 20160826 20160826174112 ACCESSION NUMBER: 0001575462-16-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160825 FILED AS OF DATE: 20160826 DATE AS OF CHANGE: 20160826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TriState Capital Holdings, Inc. CENTRAL INDEX KEY: 0001380846 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204929029 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 BUSINESS PHONE: (412) 304-0304 MAIL ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: TriState Capital Holdings Inc DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: Tristate CapitalHoldings Inc DATE OF NAME CHANGE: 20061113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Mark L. CENTRAL INDEX KEY: 0001575462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35913 FILM NUMBER: 161855675 MAIL ADDRESS: STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC. STREET 2: ONE OXFORD CENTRE, SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15219 4 1 wf-form4_147224765946749.xml FORM 4 X0306 4 2016-08-25 0 0001380846 TriState Capital Holdings, Inc. TSC 0001575462 Sullivan Mark L. ONE OXFORD CENTRE 301 GRANT STREET, SUITE 2700 PITTSBURGH PA 15219 1 1 0 0 VICE CHAIRMAN AND CFO Stock Options (Right to Buy) 10.0 2016-08-25 4 D 0 50000 4.74 D 2009-07-22 2017-01-22 Common Stock 50000.0 300000 D 250,000 of the original grant of 500,000 options vested and became exercisable on or about 07/22/2009, and the remaining 250,000 options vested and became exercisable on 01/22/2012. The option was canceled as to 50,000 shares by mutual agreement of the reporting person and TriState Capital Holdings, Inc. The reporting person received $237,000 as consideration for the cancellation. /s/ Keevican Weiss Bauerle & Hirsch LLC by David J. Hirsch, Attorney-in-Fact 2016-08-26