0001209191-22-033436.txt : 20220602
0001209191-22-033436.hdr.sgml : 20220602
20220602143209
ACCESSION NUMBER: 0001209191-22-033436
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220525
FILED AS OF DATE: 20220602
DATE AS OF CHANGE: 20220602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schenck A. William III
CENTRAL INDEX KEY: 0001575412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 22990296
MAIL ADDRESS:
STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC.
STREET 2: ONE OXFORD CENTRE, SUITE 2700
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-05-25
1
0001380846
TriState Capital Holdings, Inc.
TSC
0001575412
Schenck A. William III
ONE OXFORD CENTER
301 GRANT STREET, SUITE 2700
PITTSBURGH
PA
15219
1
1
0
0
VICE CHAIRMAN
Common Stock
2022-06-01
4
D
0
8700
D
0
D
Common Stock
2022-06-01
4
D
0
400
D
0
D
Common Stock
2022-06-01
4
D
0
125
D
0
D
Common Stock
2022-06-01
4
D
0
100000
D
0
I
BY THE A. WILLIAM SCHENCK III REVOCABLE TRUST
Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
Shares held jointly of record by the Reporting Person and his spouse.
The Reporting Person holds the shares as custodian for the benefit of his four grandchildren.
The Reporting Person serves as the trustee for this trust, which owns a total of 100,000 shares of the Issuer's common stock.
/s/ Keevican Weiss & Bauerle LLC by James Bauerle, Attorney-in-Fact
2022-06-02