0001193125-13-338770.txt : 20130819 0001193125-13-338770.hdr.sgml : 20130819 20130819060733 ACCESSION NUMBER: 0001193125-13-338770 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130819 DATE AS OF CHANGE: 20130819 EFFECTIVENESS DATE: 20130819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Investment Trust V CENTRAL INDEX KEY: 0001380786 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21979 FILM NUMBER: 131046739 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 0001380786 S000015514 Nuveen Preferred Securities Fund C000042234 Class A NPSAX C000042236 Class C NPSCX C000042237 Class I NPSRX C000087841 Class R3 NPSTX 0001380786 S000027100 Nuveen NWQ Flexible Income Fund C000081597 Class A NWQAX C000081598 Class C NWQCX C000081599 Class R3 C000081600 Class I NWQIX 0001380786 S000037640 Nuveen Gresham Diversified Commodity Strategy Fund C000116094 Class A NGVAX C000116095 Class C NGVCX C000116096 Class I NGVIX 0001380786 S000037641 Nuveen Gresham Long/Short Commodity Strategy Fund C000116097 Class A NGSAX C000116098 Class C NGSCX C000116099 Class I NGSIX N-PX 1 d567714dnpx.htm NUVEEN INVESTMENT TRUST V Nuveen Investment Trust V

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21979

 

Nuveen Investment Trust V

(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606

(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman - Chief Administrative Officer

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: September 30

 

Date of reporting period: June 30, 2013

 

Item 1. Proxy Voting Record

Nuveen NWQ Flexible Income Fund

 

Company Name

  

Ticker

  

Security ID

  

Country

  

Meeting Date

  

Meeting
Type

  

Proponent

  

Proposal

  

Management
Recommendation

  

Vote
Instruction

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Share Holder   Report on Political Contributions   Against   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Share Holder   Adopt Proxy Access Right   Against   Against

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Share Holder   Amend Bylaw to Limit Multiple Board Service   Against   Against

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Share Holder   Report on Feasibility of Prohibiting Political Contributions   Against   Against

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Share Holder   Review Fair Housing and Fair Lending Compliance   Against   For

AMERICAN INTERNATIONAL
GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Share Holder   Limit Total Number of Boards on Which Company Directors May Serve   Against   Against

Gladstone Investment Corporation

   GAIN   376546206   USA   09-Aug-12   Annual   Management   Elect Director Terry
L. Brubaker		   For   For

Gladstone Investment Corporation

   GAIN   376546206   USA   09-Aug-12   Annual   Management   Elect Director David
A.R. Dullum		   For   For

Gladstone Investment Corporation

   GAIN   376546206   USA   09-Aug-12   Annual   Management   Elect Director John Reilly   For   For

Gladstone Investment Corporation

   GAIN   376546206   USA   09-Aug-12   Annual   Management   Approve Sale of Common Shares Below Net Asset Value   For   For

Gladstone Investment Corporation

   GAIN   376546206   USA   09-Aug-12   Annual   Management   Ratify Auditors   For   For

Medley Capital Corporation

   MCC   58503F106   USA   04-Apr-13   Annual   Management   Elect Director Seth Taube   For   For

Medley Capital Corporation

   MCC   58503F106   USA   04-Apr-13   Annual   Management   Elect Director Arthur
S. Ainsberg		   For   For

Medley Capital Corporation

   MCC   58503F106   USA   04-Apr-13   Annual   Management   Ratify Auditors   For   For

Medley Capital Corporation

   MCC   58503F106   USA   04-Apr-13   Annual   Management   Approve Issuance of Shares Below Net Asset Value (NAV)   For   For

BB&T Corporation

   BBT   054937404   USA   23-Apr-13   Special   Management   Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates   For   For

BB&T Corporation

   BBT   054937404   USA   23-Apr-13   Special   Management   Adjourn Meeting   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Elect Director Eric
J. Draut		   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Elect Director Franklin
R. Johnson		   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Elect Director Peter
E. Schwab		   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Elect Director Howard
M. Levkowitz		   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Elect Director Rajneesh Vig   For   For

TCP Capital Corp.

  

TCPC

  

87238Q103

  

USA

  

01-May-13

  

Annual

  

Management

   Elect Director Eric
J. Draut		  

For

  

For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Elect Director Franklin
R. Johnson		   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Elect Director Peter
E. Schwab		   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Elect Director Howard
M. Levkowitz		   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Elect Director Rajneesh Vig   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Approve Issuance of Shares Below Net Asset Value (NAV)   For   For

TCP Capital Corp.

   TCPC   87238Q103   USA   01-May-13   Annual   Management   Approve Conversion of Securities   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Sharon
L. Allen		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Susan
S. Bies		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Jack
O. Bovender, Jr.		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Frank
P. Bramble, Sr.		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Arnold
W. Donald		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Charles
K. Gifford		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Charles
O. Holliday, Jr.		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Linda
P. Hudson		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Monica
C. Lozano		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Thomas
J. May		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Brian
T. Moynihan		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director Lionel
L. Nowell, III		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Elect Director
R. David Yost		   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Bank of America Corporation

   BAC   060505559   USA   08-May-13   Annual   Management   Ratify Auditors   For   For

AMERICAN INTERNATIONAL
GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Robert
H. Benmosche		   For   For

AMERICAN INTERNATIONAL
GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director
W. Don Cornwell		   For   For

AMERICAN INTERNATIONAL
GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director John
H. Fitzpatrick		   For   For

AMERICAN INTERNATIONAL
GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director William
G. Jurgensen		   For   For

AMERICAN INTERNATIONAL
GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Christopher
S. Lynch		   For   For

AMERICAN INTERNATIONAL
GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Arthur
C. Martinez		   For   For

AMERICAN INTERNATIONAL
GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director George
L. Miles, Jr.		   For   For

AMERICAN INTERNATIONAL
GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Henry S. Miller   For   For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Robert S. Miller   For   For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Suzanne Nora Johnson   For   For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Ronald A. Rittenmeyer   For   For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Douglas M. Steenland   For   For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Theresa M. Stone   For   For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Amend Omnibus Stock Plan   For   For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Ratify Auditors   For   For

PennyMac Mortgage Investment Trust

   PMT   70931T103   USA   15-May-13   Annual   Management   Elect Director Matthew Botein   For   For

PennyMac Mortgage Investment Trust

   PMT   70931T103   USA   15-May-13   Annual   Management   Elect Director Scott W. Carnahan   For   For

PennyMac Mortgage Investment Trust

   PMT   70931T103   USA   15-May-13   Annual   Management   Elect Director Frank P. Willey   For   For

PennyMac Mortgage Investment Trust

   PMT   70931T103   USA   15-May-13   Annual   Management   Ratify Auditors   For   For

PennyMac Mortgage Investment Trust

   PMT   70931T103   USA   15-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Accept Financial Statements and Statutory Reports   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Approve Remuneration Report   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Josef Ackermann as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Guy Elliott as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Simon Henry as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Charles Holliday as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Gerard Kleisterlee as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Jorma Ollila as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Sir Nigel Sheinwald as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Linda Stuntz as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Peter Voser as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Hans Wijers as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Elect Gerrit Zalm as Director   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Reappoint PricewaterhouseCoopers LLP as Auditors   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise Board to Fix Remuneration of Auditors   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise Issue of Equity with Pre-emptive Rights   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise Issue of Equity without Pre-emptive Rights   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise Market Purchase of Ordinary Shares   For   For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise EU Political Donations and Expenditure   For   For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Nuveen Investment Trust V

 

By  

/s/ Gifford R. Zimmerman

    Gifford R. Zimmerman – Chief Administrative Officer
Date    

 

August 19, 2013