0001213900-21-054499.txt : 20211025 0001213900-21-054499.hdr.sgml : 20211025 20211025190034 ACCESSION NUMBER: 0001213900-21-054499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211021 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radoff Bradley Louis CENTRAL INDEX KEY: 0001380585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 211345327 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1625 CITY: HOUSTON STATE: TX ZIP: 77027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 4 1 ownership.xml X0306 4 2021-10-21 0 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001380585 Radoff Bradley Louis 2727 KIRBY DRIVE, UNIT 29L HOUSTON TX 77098 0 0 0 1 See Explanation of Responses Common Stock 2021-10-21 4 P 0 13570 8.50 A 486021 D These securities reported herein are owned solely by Bradley Radoff, who is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Andrew Berger, Mark Riegel, Sandra Elizabeth Taylor and Rhonda J. Parish for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. /s/ Bradley Radoff 2021-10-25