0001213900-21-046460.txt : 20210902
0001213900-21-046460.hdr.sgml : 20210902
20210902181940
ACCESSION NUMBER: 0001213900-21-046460
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210831
FILED AS OF DATE: 20210902
DATE AS OF CHANGE: 20210902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Radoff Bradley Louis
CENTRAL INDEX KEY: 0001380585
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 211234515
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1625
CITY: HOUSTON
STATE: TX
ZIP: 77027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc.
CENTRAL INDEX KEY: 0001616262
STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060]
IRS NUMBER: 471535633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
BUSINESS PHONE: (970) 259-0554
MAIL ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Brands, Inc.
DATE OF NAME CHANGE: 20140808
4
1
ownership.xml
X0306
4
2021-08-31
0
0001616262
Rocky Mountain Chocolate Factory, Inc.
RMCF
0001380585
Radoff Bradley Louis
2727 KIRBY DRIVE, UNIT 29L
HOUSTON
TX
77098
0
0
0
1
See Explanation of Responses
Common Stock
2021-08-31
4
P
0
34999
7.89
A
365000
D
Common Stock
2021-09-01
4
P
0
1889
7.95
A
366889
D
These securities reported herein are owned solely by Bradley Radoff, who is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Andrew Berger, Mary Kennedy Thompson, Mark Riegel, Sandra Elizabeth Taylor and Rhonda J. Parish for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock.
/s/ Bradley Radoff
2021-09-02