0001062993-22-022315.txt : 20221116 0001062993-22-022315.hdr.sgml : 20221116 20221116163125 ACCESSION NUMBER: 0001062993-22-022315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221114 FILED AS OF DATE: 20221116 DATE AS OF CHANGE: 20221116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Proctor Timothy D CENTRAL INDEX KEY: 0001380482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40016 FILM NUMBER: 221395553 MAIL ADDRESS: STREET 1: 301 SOUTH COLLEGE STREET CITY: CHARLOTTE STATE: NC ZIP: 28288-0630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vintage Wine Estates, Inc. CENTRAL INDEX KEY: 0001834045 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 707-346-3640 MAIL ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp DATE OF NAME CHANGE: 20201125 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-11-14 0001834045 Vintage Wine Estates, Inc. VWE 0001380482 Proctor Timothy D 937 TAHOE BOULEVARD, SUITE 210 INCLINE VILLAGE NV 89451 1 0 0 0 Common Stock 2022-11-14 4 P 0 10000 3.315 A 27072 D The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.2650 to $3.3197, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes 7,072 RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs vest on 04/07/2023. /s/ Patrick A. Roney, Attorney-in-Fact for Timothy D. Proctor 2022-11-16