0001628280-17-012334.txt : 20171214 0001628280-17-012334.hdr.sgml : 20171214 20171214111940 ACCESSION NUMBER: 0001628280-17-012334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171212 FILED AS OF DATE: 20171214 DATE AS OF CHANGE: 20171214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mumford Lisa CENTRAL INDEX KEY: 0001380384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35896 FILM NUMBER: 171255485 MAIL ADDRESS: STREET 1: 6 BEACHWOOD COURT CITY: DIX HILLS STATE: NY ZIP: 11746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Residential Mortgage REIT CENTRAL INDEX KEY: 0001560672 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 460687599 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 BUSINESS PHONE: (203) 698-1200 MAIL ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 4 1 wf-form4_151326836585077.xml FORM 4 X0306 4 2017-12-12 0 0001560672 Ellington Residential Mortgage REIT EARN 0001380384 Mumford Lisa 53 FOREST AVENUE OLD GREENWICH CT 06870 0 1 0 0 Chief Financial Officer Common shares 2017-12-12 4 A 0 3567 0 A 11209 D The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,784 of the Common Shares will vest, subject to certain limitations, on December 12, 2018, and the remaining 1,783 of the Common Shares will vest, subject to certain limitations, on December 12, 2019. /s/ Jason Frank, as attorney-in-fact for Lisa Mumford 2017-12-13