0001534424-13-000216.txt : 20130515 0001534424-13-000216.hdr.sgml : 20130515 20130515104244 ACCESSION NUMBER: 0001534424-13-000216 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DundeeWealth US, LP CENTRAL INDEX KEY: 0001380330 IRS NUMBER: 205021670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14406 FILM NUMBER: 13844420 BUSINESS ADDRESS: STREET 1: 1055 WESTLAKES DRIVE, SUITE 301 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: (610) 854-0902 MAIL ADDRESS: STREET 1: 1055 WESTLAKES DRIVE, SUITE 301 CITY: BERWYN STATE: PA ZIP: 19312 FORMER COMPANY: FORMER CONFORMED NAME: BHR Fund Advisors L P DATE OF NAME CHANGE: 20061106 13F-HR 1 f13-0630.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DundeeWealth US, LP ------------------------------------ Address: 1055 Westlakes Drive, Suite 300 ------------------------------------ Berwyn, PA 19312 ------------------------------------ Form 13F File Number: 28-14406 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David C. Lebisky ----------------------------------- Title: Director, Regulatory Administration ----------------------------------- Phone: 610-854-0902 ----------------------------------- Signature, Place, and Date of Signing: /s/ David C. Lebisky Berwyn, PA May 14, 2013 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-11685 GCIC Ltd. --------------- ----------------------------------------- 28-11021 Mount Lucas Management LP --------------- ----------------------------------------- 28-03459 Smith Asset Management Group LP --------------- ----------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 31 -------------------- Form 13F Information Table Value Total: 54,550 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
VOTING Title of VALUE SHRS OR PUT/ INVESTMENT OTHER AUTHORITY Issuer Class CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SHARED ------------------ -------- --------- -------- ------- -------- ------ ---------- -------- ----------- Apollo Global Management A SHS 037612306 47 2,176 SH OTHER 2,176 Avago Technologies, Ltd SHS Y0486S104 8,947 249,070 SH OTHER 249,070 Baidu Inc SPON ADR 056752108 18 207 SH OTHER 207 Blackstone Group LP COM UNIT LTD 09253U108 48 2,407 SH OTHER 2,407 Chart Industries Inc COM 16115Q308 49 616 SH OTHER 616 Chicago Bridge & Iron Co. NV NY Registry SH 167250109 9,402 151,394 SH OTHER 151,394 China Mobile Ltd SPON ADR 16941M109 42 788 SH OTHER 788 CNOOC Ltd SPON ADR 126132109 45 236 SH OTHER 236 EBAY Inc COM 278642103 50 922 SH OTHER 922 Franklin Resources Inc COM 354613101 50 329 SH OTHER 329 Google Inc CL A 38259P508 48 60 SH OTHER 60 HDFC Bank Ltd ADR 40415F101 43 1,142 SH OTHER 1,142 ICICI Bank Ltd ADR 45104G104 33 777 SH OTHER 777 iShares MSCI South Korea Index MSCI S KOREA INDEX 464286772 26 445 SH OTHER 445 KKR & Co LP COM 48248M102 49 2,545 SH OTHER 2,545 Lyondell Basell Industries NV A SHS N53745100 8,671 137,006 SH OTHER 137,006 Maxim Integrated Products COM 57772K101 50 1,524 SH OTHER 1,524 Mercadolibre Inc COM 58733R102 2 25 SH OTHER 25 NXP Semiconductors NV COM N6596X109 8,900 294,119 SH OTHER 294,119 Oracle Corp COM 68389X105 48 1,484 SH OTHER 1,484 Sourcefire Inc COM 83616T108 50 845 SH OTHER 845 Stanley Black & Decker Inc COM 854502101 48 596 SH OTHER 596 Starbucks Corp COM 855244109 48 851 SH OTHER 851 Stratasys Ltd SHS M85548101 51 687 SH OTHER 687 Taiwan Semiconductor Mfg. Ltd. SPON ADR 874039100 47 2,754 SH OTHER 2,754 Valeant Pharmaceuticals International, Inc. COM 91911K102 8,959 119,339 SH OTHER 119,339 Valero Energy Corp COM 91913Y100 50 1,092 SH OTHER 1,092 Virgin Media, Inc. COM 92769L101 8,626 176,139 SH OTHER 176,139 Westlake Chemical Corp COM 960413102 48 511 SH OTHER 511 Yamana Gold, Inc. COM 98462Y100 20 1,300 SH OTHER 1,300 Yandex NV CL A N97284108 35 1,500 SH OTHER 1,500