0001534424-13-000068.txt : 20130214
0001534424-13-000068.hdr.sgml : 20130214
20130214171428
ACCESSION NUMBER: 0001534424-13-000068
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DundeeWealth US, LP
CENTRAL INDEX KEY: 0001380330
IRS NUMBER: 205021670
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14406
FILM NUMBER: 13615899
BUSINESS ADDRESS:
STREET 1: 1160 WEST SWEDESFORD RD SUITE 140
CITY: BERWYN
STATE: PA
ZIP: 19312
BUSINESS PHONE: (610) 854-0902
MAIL ADDRESS:
STREET 1: 1160 WEST SWEDESFORD RD SUITE 140
CITY: BERWYN
STATE: PA
ZIP: 19312
FORMER COMPANY:
FORMER CONFORMED NAME: BHR Fund Advisors L P
DATE OF NAME CHANGE: 20061106
13F-HR
1
f13-0525.txt
13F-HR FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DundeeWealth US, LP
------------------------------------
Address: 1160 West Swedesford Road, Suite 140
------------------------------------
Berwyn, PA 19312
------------------------------------
Form 13F File Number: 28-14406
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David C. Lebisky
-----------------------------------
Title: Director, Regulatory Administration
-----------------------------------
Phone: 610-854-0902
-----------------------------------
Signature, Place, and Date of Signing:
/s/ David C. Lebisky Berwyn, PA February 14, 2013
------------------------------- ----------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/ / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-11685 GCIC Ltd.
--------------- -----------------------------------------
28-11021 Mount Lucas Management LP
--------------- -----------------------------------------
28-03459 Smith Asset Management Group LP
--------------- -----------------------------------------
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 18
--------------------
Form 13F Information Table Value Total: 52,726
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
TITLE OF VALUE SHRS INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS CUSIP (X$1000) OR PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SHARED
------------------------- ----------- --------- -------- ---------- ------ -------- ---------- -------- ----------------
Avago Technologies, Ltd SHS Y0486S104 6,002 189,570 SH OTHER 189,570
Baidu Inc SPON ADR 056752108 40 400 SH OTHER 400
Chicago Bridge & Iron Co. NY Registry
NV SH 167250109 6,732 145,239 SH OTHER 145,239
China Mobile Ltd SPON ADR 16941M109 26 440 SH OTHER 440
CNOOC Ltd SPON ADR 126132109 52 236 SH OTHER 236
HDFC Bank Ltd ADR 40415F101 47 1,142 SH OTHER 1,142
ICICI Bank Ltd SPON ADR 45104G104 51 1,164 SH OTHER 1,164
iShares MSCI EAFE Index MSCI EAFE
Fund INDEX 464287465 5,244 92,293 SH OTHER 92,293
iShares MSCI South Korea MSCI S
Index KOREA INDEX 464286772 60 949 SH OTHER 949
LyondellBasell Industries
NV A SHS N53745100 6,073 106,376 SH OTHER 106,376
Mercadolibre Inc COM 58733R102 29 364 SH OTHER 364
NXP Semiconductors NV COM N6596X109 6,233 236,379 SH OTHER 236,379
Seadrill, Ltd. SHS G7945E105 4,946 134,210 SH OTHER 134,210
Taiwan Semiconductor SPON ADR 874039100 47 2,754 SH OTHER 2,754
Valeant Pharmaceuticals
International, Inc. COM 91911K102 6,142 102,962 SH OTHER 102,962
Virgin Media, Inc. COM 92769L101 6,172 167,956 SH OTHER 167,956
Yamana Gold, Inc. COM 98462Y100 4,798 278,961 SH OTHER 278,961
Yandex NV A SHS N97284108 32 1,500 SH OTHER 1,500