13F-HR/A 1 f12-1981.txt 13F-HR/A FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ----------------------- Check Here if Amendment /X/; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DundeeWealth US, LP ------------------------------------ Address: 1160 West Swedesford Road, Suite 140 ------------------------------------ Berwyn, PA 19312 ------------------------------------ Form 13F File Number: 28-14406 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David C. Lebisky ----------------------------------- Title: Director, Regulatory Administration ----------------------------------- Phone: 610-854-0902 ----------------------------------- Signature, Place, and Date of Signing: /s/ David C. Lebisky Berwyn, PA November 28, 2012 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-11685 GCIC Ltd. --------------- ----------------------------------------- 28-11021 Mount Lucas Management LP --------------- ----------------------------------------- 28-03459 Smith Asset Management Group LP --------------- ----------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 11 -------------------- Form 13F Information Table Value Total: 56,843 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
TITLE OF VALUE SHRS INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (X$1000) OR PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SHARED ------------------------- ----------- --------- -------- ---------- ------ -------- ---------- -------- ---------------- Avago Technologies, Ltd SHS Y0486S104 5,331 152,890 SH OTHER 152,890 Check Point Software Technologies, Ltd. ORD M22465104 4,836 100,423 SH OTHER 100,423 Chicago Bridge & Iron Co. NV NY Registry SH 167250109 4,951 129,971 SH OTHER 129,971 iShares MSCI EAFE Index Fund MSCI EAFE INDEX 464287465 4,892 92,293 SH OTHER 92,293 LyondellBasell Industries NV A SHS N53745100 5,272 102,054 SH OTHER 102,054 NXP Semiconductors NV COM N6596X109 5,321 212,756 SH OTHER 212,756 Seadrill, Ltd. SHS G7945E105 5,253 134,210 SH OTHER 134,210 SAP AG SPON ADR 803054204 5,353 75,489 SH OTHER 75,489 Valeant Pharmaceuticals International, Inc. COM 91911K102 5,165 95,589 SH OTHER 95,589 Virgin Media, Inc. COM 92769L101 5,165 175,432 SH OTHER 175,432 Yamana Gold, Inc. COM 98462Y100 5,304 277,661 SH OTHER 277,661