0001534424-12-000188.txt : 20120814 0001534424-12-000188.hdr.sgml : 20120814 20120814133144 ACCESSION NUMBER: 0001534424-12-000188 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DundeeWealth US, LP CENTRAL INDEX KEY: 0001380330 IRS NUMBER: 205021670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14406 FILM NUMBER: 121031394 BUSINESS ADDRESS: STREET 1: 1160 WEST SWEDESFORD RD SUITE 140 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: (610) 854-0902 MAIL ADDRESS: STREET 1: 1160 WEST SWEDESFORD RD SUITE 140 CITY: BERWYN STATE: PA ZIP: 19312 FORMER COMPANY: FORMER CONFORMED NAME: BHR Fund Advisors L P DATE OF NAME CHANGE: 20061106 13F-HR 1 f12-1904.txt 13F-HR FORM UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DundeeWealth US, LP ------------------------------------ Address: 1160 West Swedesford Road, Suite 140 ------------------------------------ Berwyn, PA 19312 ------------------------------------ Form 13F File Number: 28-14406 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David C. Lebisky ----------------------------------- Title: Director, Regulatory Administration ----------------------------------- Phone: 610-854-0902 ----------------------------------- Signature, Place, and Date of Signing: /s/ David C. Lebisky Berwyn, PA August 14, 2012 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-11685 GCIC Ltd. --------------- ----------------------------------------- 28-11021 Mount Lucas Management LP --------------- ----------------------------------------- 28-03459 Smith Asset Management Group LP --------------- ----------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 10 -------------------- Form 13F Information Table Value Total: 44,297 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
TITLE OF VALUE SHRS INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (X$1000) OR PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SHARED ------------------------- ----------- --------- -------- ---------- ------ -------- ---------- -------- ---------------- Avago Technologies, Ltd SHS Y04863104 4,380 122,012 SH OTHER 122,012 Check Point Software Technologies, Ltd. ORD M22465104 4,237 85,450 SH OTHER 85,450 Chicago Bridge & Iron Co. NY Registry NV SH 167250109 4,174 109,948 SH OTHER 109,948 iShares MSCI EAFE Index MSCI EAFE Fund INDEX 464287465 6,717 134,438 SH OTHER 134,438 LyondellBasell Industries NV A SHS N53745100 3,832 95,146 SH OTHER 95,146 NXP Semiconductors NV COM N6596X109 4,597 197,715 SH OTHER 197,715 Seadrill, Ltd. SHS G7945E105 4,335 121,433 SH OTHER 121,433 Valeant Pharmaceuticals International, Inc. COM 91911K102 3,817 85,101 SH OTHER 85,101 Virgin Media, Inc. COM 92769L101 4,118 168,835 SH OTHER 168,835 Yamana Gold, Inc. COM 98462Y100 4,090 265,059 SH OTHER 265,059